Australian Securities & Investments Commission

Type: Organization

Name: Australian Securities & Investments Commission

First reported 5 hours ago - Updated 5 hours ago - 1 reports

Australia Regulator Looks To Redefine 'Hedge Fund'

Before issuing new transparency guidelines and other regulatory changes, the Australian Securities and Investments Commission is asking an important question: What, exactly,$ is a hedge fund? ASIC may tighten its definition of "hedge fund" before new ... [Published FINalternatives - 5 hours ago]

Entities: Hedge Fund, Application-Specific Integrated Circuit, Australia

First reported 7 hours ago - Updated 7 hours ago - 1 reports

Australian Securities and Investments Commission - 13-113MR ASIC permanently bans motor vehicle finance and insurance broker

Mr Son was the director of VIP Fleet Pty Ltd (VIP), a former Sydney-based motor vehicle finance and insurance broker. ASIC's investigation found that Mr Son helped numerous customers of VIP apply for motor vehicle finance and arranged for the loan proceeds, ... [Published Australian Government - 7 hours ago]

Entities: Australian Securities & Investments Commission, Application-Specific Integrated Circuit, Investigation

First reported 7 hours ago - Updated 7 hours ago - 1 reports

Australian Securities and Investments Commission - 13-114MR Former managing director of stockbroking firm convicted of insider trading

The former head of strockbroking firm Lonsec was today convicted of insider trading. Mr Graham was convicted of the two charges of insider trading and fined $3 ... [Published Australian Government - 7 hours ago]

Entities: Insider Trading, Australian Securities & Investments Commission, Stock Broker

First reported 9 hours ago - Updated 9 hours ago - 1 reports

Australian Securities Exchange

ASX taken to task over computer glitch

The ASX took more than three hours to tell stockbrokers and investors a computer failure had knocked out its critical market announcements feed in October last year, according to a new investigation into the incident.The Australian Securities and Investments ... [Published WA Today - 9 hours ago]

Entities: Australian Securities Exchange, Australian Securities & Investments Commission, Stock Broker

First reported May 22 2013 - Updated 10 hours ago - 2 reports

Bank 'stole couple's savings'

Bank robbery has been officially 'legalised' in Australia after a couple discovered their savings had been cleaned out by their bank.StoriesUnder new legislation, if a customer fails to use a bank account for three years, the money in the account is transferred ... [Published Today Tonight - 10 hours ago]

Entities: Australian Securities & Investments Commission, Bank Robbery, Cellphone, Australia, emergency

First reported 15 hours ago - Updated 15 hours ago - 1 reports

Former adviser sentenced to five years jail

A former Bell Potter Securities adviser has been sentenced to five years jail with a non-parole period of three-and-a-half years for fraudulent conduct that cost investors more than $1.6 million.Glen Russell Evans pleaded guilty to 10 counts of misappropriating ... [Published Money Management - 15 hours ago]

Entities: Bell Potter, prison, Application-Specific Integrated Circuit

First reported 22 hours ago - Updated 22 hours ago - 1 reports

Australian Securities & Investments Commission

ASIC bans Sydney finance broker

The Australian Securities and Investments Commission has permanently banned a Sydney motor vehicle finance and insurance broker after it was found he had engaged in dishonest conduct.Keith Son, who was the director of VIP Fleet, helped customers apply ... [Published Banking Day - 22 hours ago]

Entities: Application-Specific Integrated Circuit, Sydney (Australia), Australian Securities & Investments Commission

First reported May 21 2013 - Updated May 22 2013 - 2 reports

Queensland pensioner emerged from heart surgery to find bank had emptied account and given it to Federal Government

A QUEENSLAND pensioner emerged from a quintuple heart bypass only to find his bank had emptied his account, handing more than $22,000 to the Federal Government.Legislative changes rushed through Parliament late last year mean money can now be identified ... [Published The Sydney News - May 22 2013]

Entities: Revenue Fund, Australian Securities & Investments Commission, Application-Specific Integrated Circuit

First reported May 22 2013 - Updated May 22 2013 - 1 reports

Australian Securities and Investments Commission - 13-111MR Essington School students get MoneySmart

St Mary's Primary School. The Essington School Darwin (primary and middle). ... [Published Australian Government - May 22 2013]

Entities: Australian Securities & Investments Commission

First reported May 21 2013 - Updated May 22 2013 - 2 reports

ATO orders Peabody to pay $72m in taxes and penalties

US coal giant Peabody Energy has been ordered to cough up about $22 million in fines and pay $50m in unpaid taxes after investigations by the Australian Taxation Office found it had not paid enough tax between 2004 and 2010.The company which has extensive ... [Published Australian Mining - May 22 2013]

Entities: ATO, Taxes, Australian Taxation Office, Australian Securities & Investments Commission

First reported May 21 2013 - Updated May 21 2013 - 2 reports

‘Gross abuse of power’: IPA columnist condemns ASIC filtering

It seems that the move by the Australian Securities and Investments Commission to unilaterally decide to start blocking websites it deems to have illegal material has outraged basically everyone with any interest in the Internet in Australia. Perhaps ... [Published The Australian Society of Entrepreneurs - May 21 2013]

Entities: Application-Specific Integrated Circuit, Abuse of Power, Condemnation

First reported May 21 2013 - Updated May 21 2013 - 2 reports

Australian Securities and Investments Commission - 13-110MR ASIC consults on reforms for charitable investment fundraising

ASIC today released a consultation paper proposing reforms for charities that raise investment funds. There are approximately 180 charitable organistions that rely on ASIC's exemptions to raise investment funds. ... [Published Australian Government - May 21 2013]

Entities: Application-Specific Integrated Circuit, Australian Securities & Investments Commission, Reformism, Fundraising

Quotes

...area and there is ample room for us to look at new products and services where we can differentiate and better serve our participants," he said. "We strongly believe that it should not cost 65 times what it costs in the US to clear a trade."

Chi-X Australia breaches AU$1 billion daily traded mark [Published The Trade News - 3 hours ago]

A third party operation in India was involved and the system did not get backback up until after the market closed. "While we are satisfied about ASX Group's operational response to this issue, we question the approach it took to keeping all market users adequately informed" the ASIC report said

ASIC critical of ASX for breakdown [Published Adelaide Now - 5 hours ago]

"This information could have been provided earlier to all market users" the report says...

ASX taken to task over computer glitch [Published WA Today - 9 hours ago]

"While I was in hospital, I had the two mobile phones beside me all the time, and the landline has message bank" she said

Bank 'stole couple's savings' [Published Today Tonight - 10 hours ago]

More Content

sort by: Date \| Relevance
Chi-X Australia breaches AU$1 billion daily tra... [Published The Trade News - 3 hours ago]
Australia Regulator Looks To Redefine 'Hedge Fund' [Published FINalternatives - 5 hours ago]
ASIC critical of ASX for breakdown [Published Adelaide Now - 5 hours ago]
Australian Securities and Investments Commissio... [Published Australian Government - 7 hours ago]
Australian Securities and Investments Commissio... [Published Australian Government - 7 hours ago]
ASX taken to task over computer glitch [Published WA Today - 9 hours ago]
ZIJIN MINING (02899.HK) submits bidder's statem... [Published Aastocks.com - 10 hours ago]
Zijin (02899) unit lodges bidder's statement fo... [Published Kingston Securities - 10 hours ago]
Bank 'stole couple's savings' [Published Today Tonight - 10 hours ago]
ASX left market in the dark [Published Brisbane Times - 12 hours ago]
Stay Updated in Australian Business with Mofid ... [Published PRWire - 15 hours ago]
Former adviser sentenced to five years jail [Published Money Management - 15 hours ago]
Risk of de facto Internet filter for Australia:... [Published Tech World Australia - 15 hours ago]
ASIC debacle: Conroy open to transparency over ... [Published Tech World Australia - 18 hours ago]
Nasty litigation shocks can be a minefield for ... [Published Individual.com - 19 hours ago]
Company closes, 30 workers axed [Published Wagga Wagga Daily Advertiser - 20 hours ago]
ASIC bans Sydney finance broker [Published Banking Day - 22 hours ago]
'Legal bank raid' [Published Today Tonight - May 22 2013]
Australian Securities and Investments Commissio... [Published Australian Government - May 22 2013]
Former Lonsec Stockbroking head convicted for i... [Published Money Management - May 22 2013]
Broker convicted of insider trading [Published NineMSN Finance - May 22 2013]
ASIC rule changes may shrink Australian dark pools [Published The Trade News - May 22 2013]
ATO orders Peabody to pay $72m in taxes and pen... [Published Australian Mining - May 22 2013]
Liquidators Apply to Freeze Tinkler’s Stake in ... [Published Bloomberg - May 22 2013]
Queensland pensioner emerged from heart surgery... [Published The Sydney News - May 22 2013]
Peabody protests tax fines [Published Business Spectator - May 21 2013]
Shelve high frequency rules: ASX [Published Individual.com - May 21 2013]
‘Gross abuse of power’: IPA columnist condemns ... [Published The Australian Society of Entrepreneurs - May 21 2013]
Bank-beating exchange rates and no hidden fees [Published The Independent - May 21 2013]
Pensioner shock at bank savings grab [Published Brisbane Courier-Mail - May 21 2013]

sort by: Date \| Relevance
Federal government slammed for blocking websites [Published Computerworld - Security RSS feed - May 16 2013] The blocking of 1200 websites by the Australian Securities and Investments Commission has set off calls for tighter controls on the federal government. ...
New Zealand: Pseudo-Financial Companies, and GT... [Published naked capitalism - Apr 07 2013] By Richard Smith, who would be a member of the International Consortium of Interfering Bloggers, if there was such a thing. Last year, in a post entitled “ New Zealand’s Savings & Loans Companies: Not Like Any Banking Industry You’ve Ever Seen Before ...
ASIC blocks Global Capital Wealth websites [Published Team Cymru Internet Security News - Mar 22 2013] "The Australian Securities and Investments Commission (ASIC) has warned Australians not to deal with a company operating under the name Global Capital Wealth. The scammers offer consumers opportunities to invest in a managed share trading fund. ASIC has ...
ASIC blocks Global Capital Wealth websites [Published Computerworld - Security RSS feed - Mar 22 2013] The Australian Securities and Investments Commission (ASIC) has warned Australians not to deal with a company operating under the name Global Capital Wealth. ...
Rogue trader: hoax triggers $314m fall [Published Team Cymru Internet Security News - Jan 07 2013] "ONE young man sitting in a forest used a laptop and a mobile phone to temporarily wipe more than $314million from the value of Nathan Tinklers Whitehaven Coal on Monday morning. The Australian Securities and Investments Commission is now making inquiries ...