Elisse B. Walter

Type: Person

Name: Elisse B. Walter

First reported Jun 14 2013 - Updated Jun 14 2013 - 1 reports

Remarks At The DirectWomen Board Institute By SEC Commissioner Elisse B. Walter

Date 14/06/2013Thank you, Hillary [Sales], for your kind introduction. I am so pleased to be here today to talk about the importance of DirectWomen's mission and offer my congratulations to this year's honorees and DirectWomen class. I'd also like to ... [Published Mondo Visione - Jun 14 2013]

Entities: SEC US Securities & Exchange Commission, Elisse B. Walter, Sandra Day O'Connor

First reported Jun 06 2013 - Updated Jun 06 2013 - 1 reports

SIFMA Securities Industry & Financial Markets Association

Overwhelmed

The Securities and Exchange Commission’s attempt to mandate standards and testing procedures to stem the technical disruptions that have afflicted the nation’s equities exchanges since May 6, 2010, is barely out of the box—and it may be going back in ... [Published Traders Magazine - Jun 06 2013]

Entities: SEC US Securities & Exchange Commission, SIFMA Securities Industry & Financial Markets A..., Elisse B. Walter, Automation, Nasdaq OMX Group Inc

First reported Jun 06 2013 - Updated Jun 06 2013 - 1 reports

Historical Society

Remarks At The SEC Historical Society Annual Meeting By SEC Commissioner Elisse B. Walter

Date 06/06/2013Good afternoon, it's a pleasure to be with you today.I want to begin by saying "thank you" to President Bruce Bennett and Carla Rosati for their work helping the SEC Historical Society to continue to grow and flourish. To my mind, it is ... [Published Mondo Visione - Jun 06 2013]

Entities: SEC US Securities & Exchange Commission, Elisse B. Walter, Historical Society

First reported Jun 05 2013 - Updated Jun 06 2013 - 1 reports

Mary Schapiro

SEC Proposes Floating-Share Price for Riskiest Money Funds

(Updates with SEC vote in first paragraph.)June 5 (Bloomberg) -- The U.S. Securities and Exchange Commission will seek comment on a proposal that would impose a floating-share value on the riskiest money-market mutual funds or allow them to suspend redemptions ... [Published Washington Post - Jun 05 2013]

Entities: SEC US Securities & Exchange Commission, Mary Schapiro, Institutional Investors, Troy A Paredes, Elisse B. Walter

First reported Jun 03 2013 - Updated Jun 04 2013 - 1 reports

SEC Votes This Week On Floating Share For Riskier Money Funds

The U.S. Securities and Exchange Commission will vote this week on a proposal that would require a floating-share value for the riskiest type of money-market mutual funds, two people briefed on the matter said.The floating-share proposal would apply only ... [Published Financial Advisor Magazine - Jun 03 2013]

Entities: SEC US Securities & Exchange Commission, Luis A Aguilar, Elisse B. Walter

First reported May 31 2013 - Updated May 31 2013 - 1 reports

Financial Accounting Standards Board

Keynote Luncheon Speech By SEC Commissioner Elisse B. Walter, 32nd Annual SEC And Financial Reporting Institute Conference, Pasadena, CA

IntroductionGood afternoon and thank you, Dean Bill (Holder) for your kind introduction, and thanks to Randy (Beatty) for inviting me to share my views at the 32nd Annual SEC and Financial Reporting Institute Conference here at USC. I am delighted to ... [Published Mondo Visione - May 31 2013]

Entities: Public Company Accounting Oversight Board, SEC US Securities & Exchange Commission, Elisse B. Walter, Financial Accounting Standards Board, International Accounting Standards Board

First reported May 29 2013 - Updated May 30 2013 - 1 reports

SEC US Securities & Exchange Commission

SEC to Vote Next Week on Floating Share for Riskier Money Funds

May 29 (Bloomberg) -- The U.S. Securities and Exchange Commission will vote next week on a proposal that would require a floating-share value for the riskiest type of money-market mutual funds, two people briefed on the matter said.The proposal, which ... [Published Washington Post - May 29 2013]

Entities: SEC US Securities & Exchange Commission, Luis A Aguilar, Elisse B. Walter

First reported May 24 2013 - Updated May 25 2013 - 2 reports

Obama picks Stein and Piwowar for SEC

President Obama late Thursday nominated two top Senate staffers to fill vacancies expected later this year on the Securities and Exchange Commission.Kara M. Stein, a legal counsel and senior policy adviser to Sen. Jack Reed (D-R.I.), would fill a Democratic ... [Published Washington Post - May 24 2013]

Entities: SEC US Securities & Exchange Commission, Barack Obama, Jack Reed

First reported May 21 2013 - Updated May 21 2013 - 1 reports

Commenting on Automated Systems Rule Extended 45 Days

Tom Steinert-ThrelkeldThe Securities and Exchange Commission has extended the period for commenting on its proposed standard for the maintenance of automated systems used in securities trading by 45 days.The federal regulator pushed back the due date ... [Published Traders Magazine - May 21 2013]

Entities: Automated Systems Company, SEC US Securities & Exchange Commission, Financial Industry Regulatory Authority

First reported Apr 15 2013 - Updated Apr 15 2013 - 1 reports

SEC's Money Fund Proposal Coming in Next Two Months

The agency's leadership change won't slow the proposal, Commissioner Daniel Gallagher says.New rules to reduce risk in money-market mutual funds will be proposed in the next two months by the U.S. Securities and Exchange Commission, which won’t be slowed ... [Published Treasury & Risk Management - Apr 15 2013]

Entities: SEC US Securities & Exchange Commission, Share Price, Elisse B. Walter, Taxes, Mary Schapiro

First reported Mar 08 2013 - Updated Mar 08 2013 - 1 reports

Bid to Write New Rules for Funds Gains Ally

A type of mutual fund could lose its trademark stable value of $1 a share after a crucial government official voiced his support for controversial efforts to overhaul the $2.6 trillion money market fund industry. An array of regulators have been ... [Published AdBanks.net - Mar 08 2013]

Entities: Mary Schapiro, Money Market, Net Asset Value, Mutual Fund

First reported Jan 08 2013 - Updated Jan 08 2013 - 1 reports

SEC Names General Counsel

The Securities and Exchange Commission has announced that Chairman Elisse B. Walter has appointed Geoffrey F. Aronow as the agency’s General Counsel. He will begin his new role later this month.... read more > ... [Published Here is the city - Business News - Jan 08 2013]

Entities: SEC US Securities & Exchange Commission, Elisse B. Walter, Appointed

More Content

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Fiduciary Duty Rules Would Be Delayed Under Hou... [Published Bloomberg - 9 hours ago]
SEC Releases Long-Awaited Money Market Fund Ref... [Published JD Supra - Jun 14 2013]
Remarks At The DirectWomen Board Institute By S... [Published Mondo Visione - Jun 14 2013]
Overwhelmed [Published Traders Magazine - Jun 06 2013]
Remarks At The SEC Historical Society Annual Me... [Published Mondo Visione - Jun 06 2013]
SEC Unites Opponents on Money Fund Rule With Fl... [Published Washington Post - Jun 06 2013]
SEC Proposes Floating-Share Price for Riskiest ... [Published Washington Post - Jun 05 2013]
SEC Votes This Week On Floating Share For Riski... [Published Financial Advisor Magazine - Jun 03 2013]
Keynote Luncheon Speech By SEC Commissioner Eli... [Published Mondo Visione - May 31 2013]
SEC to Vote Next Week on Floating Share for Ris... [Published Washington Post - May 29 2013]
Will commission nominees break logjam at the SEC? [Published Investment News - May 25 2013]
Obama Picks Two U.S. Senate Aides as Next SEC C... [Published Washington Post - May 24 2013]
Banker Trade Deals, Price-Fixing Suits, U.K.: C... [Published La Repubblica - May 24 2013]
Wonkbook: Some very good news for Obamacare [Published Ezra Klein - May 24 2013]
Obama picks Stein and Piwowar for SEC [Published Washington Post - May 24 2013]
Obama Picks Two U.S. Senate Aides as Next SEC C... [Published Bloomberg - May 24 2013]
Obama Nominates Two U.S. Senate Aides as Next S... [Published BusinessWeek - May 24 2013]
Commenting on Automated Systems Rule Extended 4... [Published Traders Magazine - May 21 2013]
SEC's Money Fund Proposal Coming in Next Two Mo... [Published Treasury & Risk Management - Apr 15 2013]
Money Fund Managers Awaiting New S.E.C. Rules [Published AdBanks.net - Apr 14 2013]
Money Funds, Waiting for the Fog to Lift [Published AdBanks.net - Apr 12 2013]
Wonkbook: Gun control shows how Washington real... [Published Ezra Klein - Apr 09 2013]
Bid to Write New Rules for Funds Gains Ally [Published AdBanks.net - Mar 08 2013]
Crowdfunding 101: ‘Reg-D’ vs. ‘Rewards’ [Published WSJ.com: Venture Capital Dispatch - Feb 09 2013]
Compliance Bricks and Mortar for January 25 [Published Compliance Building - Jan 25 2013]
Obama picks Mary Jo White to head SEC [Published KSAT 12 - Jan 24 2013]
SEC Names General Counsel [Published Here is the city - Business News - Jan 08 2013]