Luis Aguilar

Type: Person
Name: Luis Aguilar
First reported Sep 05 2014 - Updated Sep 05 2014 - 2 reports

Consumer advocate urges SEC chief to move on fiduciary rule

Barbara Roper, right, with Marilyn Mohrman-Gillis at the TDAI conference.Securities and Exchange Commission Chairwoman Mary Jo White views moving forward on a uniform fiduciary rule for brokers and advisors as a “priority.”That’s according to Barbara ... [Published Benefits Pro - Sep 05 2014]
First reported Sep 02 2014 - Updated Sep 02 2014 - 1 reports

SEC Too Lax on Accountants, Commissioner Says

Aguilar wrote that a recent settlement was "a wrist slap at best"SEC Commissioner Luis Aguilar warned Thursday that the agency’s statistics on financial reporting, disclosure cases and Rule 102(e) suspensions reflect a “troubling trend.”Reacting to the ... [Published AdvisorOne - Sep 02 2014]
First reported Sep 02 2014 - Updated Sep 02 2014 - 1 reports

Is the SEC being too soft on Affiliated Computer Services?

One of the main jobs of the U.S. Securities and Exchange Commission is to crack down on accounting fraud at public companies, but a commissioner recently questioned if the agency is living up to its mission. In a surprising dissent last week, Luis Aguilar ... [Published Fortune - Sep 02 2014]
First reported Aug 29 2014 - Updated Aug 29 2014 - 1 reports

Board Oversight of Cybersecurity

Cyber-attacks on U.S. companies have increased over recent years resulting in significant costs to companies.  According to surveys, U.S. companies have experienced a 42% increase between 2011 and 2012 in the number of cyber-attacks they experienced per ... [Published JD Supra - Aug 29 2014]
First reported Aug 29 2014 - Updated Aug 29 2014 - 1 reports

SEC is going easy on fraud: commissioner

Luis Aguilar, one of the five SEC commissioners, late Thursday issued an unusual dissent to the...The Securities and Exchange Commission is consistently letting fraudsters off the hook, one of its commissioners warns.Luis Aguilar, one of the five SEC ... [Published Washington Examiner - Aug 29 2014]
First reported Aug 28 2014 - Updated Aug 28 2014 - 1 reports

CLO issuance continues apace as risk retention nears

CIFC, Octagon Credit Investors, Slivermine Capital Management and BlueMountain Capital Management priced new CLOs this week, totalling just over $2.5bn. That takes new issuance so far this year — excluding refinanced deals — to just under $75bn, according ... [Published GlobalCapital - Aug 28 2014]
First reported Aug 23 2014 - Updated Aug 23 2014 - 1 reports

Should Directors & Officers Be Concerned About Cybersecurity?

In his recently-published book, Cybersecurity for Executives: A Practical Guide, Retired Brigadier General Gregory Touhill, now Deputy Assistant Secretary at the Department of Homeland Security Office of Cybersecurity and Communications, offers the following ... [Published For The Defense - Aug 23 2014]
First reported Aug 23 2014 - Updated Aug 23 2014 - 1 reports

Testimony in trial set for man charged in series of rapes in Manhattan Heights

REPORTER Aaron MartinezA jury was selected Friday to hear the case of a man charged with a series of sexual assaults last year in the Manhattan Heights neighborhood of El Paso.Testimony in the trial of Arturo Valtierra-Payan, 26, is expected to begin ... [Published El Paso Times - Aug 23 2014]
First reported Aug 19 2014 - Updated Aug 19 2014 - 1 reports

Senior investor concerns, abuse get more regulator attention

A panel of state securities regulators will explore problems of elder financial abuse that can arise from a combination of aging baby boomers, complex financial products and retirement nest eggs that are attractive to scammers.The North American Securities ... [Published Investment News - Aug 19 2014]
First reported Aug 12 2014 - Updated Aug 12 2014 - 1 reports

Trial for accused Manhattan Heights predator to begin next week

State prosecutors and defense attorneys for a man accused in a series of sexual assaults in a Central El Paso neighborhood said Tuesday they are prepared to go to trial next week.Arturo Valtierra-Payan, 26, is accused of raping and assaulting three women ... [Published Las Cruces Sun-News - Aug 12 2014]
First reported Jul 28 2014 - Updated Jul 28 2014 - 1 reports

GUILTY PLEA: Convicted Sex Offender slammed 9-month baby against a wall, killing her to cover up raping her

Jose Luis Aguilar, a convicted sex offender, has decided to plead guilty to killing his girlfriend’s 9-month-old daughter. Aguilar allegedly raped the baby and then repeatedly slammed her against a wall, hoping her death would cover his sorry, sorry ... [Published Right Wing News blog - Jul 28 2014]
First reported May 06 2014 - Updated May 07 2014 - 2 reports

Aguilar sentenced to 28 years for 22-year-old murder

Jose Luis AguilarThe family of Guadalupe Fraire was able to get some closure Tuesday afternoon as they watched a jury sentence Jose Luis Aguilar, 41, to 28 years in prison for the murder of Fraire, which took place 22 years ago in Plainview.“I just thank ... [Published Plainview Daily Herald - May 07 2014]

Quotes

Aguilar said that he worried the case was "emblematic of a broader trend at the commission where fraud charges ... are warranted, but instead are downgraded" to lesser charges
"The citizens of El Paso County are obligated to hear these kinds of cases," Aguilar said during Tuesday's hearing. "one way or the other, we're going to get 14 (people) in that jury box."

More Content

All (33) | News (27) | Reports (0) | Blogs (6) | Audio/Video (0) | Fact Sheets (0) | Press Releases (0)
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Cyber security and cyber governance: federal re... [Published Lexology - Sep 06 2014]
Consumer advocate urges SEC chief to move on fi... [Published Benefits Pro - Sep 05 2014]
Roper Urges SEC Chief to Move on Fiduciary With... [Published AdvisorOne - Sep 05 2014]
SEC Too Lax on Accountants, Commissioner Says [Published AdvisorOne - Sep 02 2014]
Is the SEC being too soft on Affiliated Compute... [Published Fortune - Sep 02 2014]
Board Oversight of Cybersecurity [Published JD Supra - Aug 29 2014]
SEC is going easy on fraud: commissioner [Published Washington Examiner - Aug 29 2014]
CLO issuance continues apace as risk retention ... [Published GlobalCapital - Aug 28 2014]
Why everyone’s talking about ‘dark pools’ [Published World Finance - Aug 28 2014]
Manhattan Heights victims describe rapist's vio... [Published El Paso Times - Aug 28 2014]
What's Next for the Fiduciary Standard? [Published AdvisorOne - Aug 25 2014]
Should Directors & Officers Be Concerned About ... [Published For The Defense - Aug 23 2014]
Testimony in trial set for man charged in serie... [Published El Paso Times - Aug 23 2014]
Senior investor concerns, abuse get more regula... [Published Investment News - Aug 19 2014]
Brandon N. Robinson Authored Article for Inside... [Published Balch & Bingham LLP - Aug 15 2014]
Cyber Risks For The Boardroom [Published JD Supra - Aug 13 2014]
Trial for accused Manhattan Heights predator to... [Published Las Cruces Sun-News - Aug 12 2014]
NEW CYBERSECURITY REPORT OFFERS INVESTORS STRAT... [Published Accounting Education - Aug 08 2014]
GUILTY PLEA: Convicted Sex Offender slammed 9-m... [Published Right Wing News blog - Jul 28 2014]
Money-market funds: Faking the buck [Published The Economist - Finance & Economics - Jul 24 2014]
Calls for Enhanced Enterprise Security Governan... [Published The Smart Grid Security Blog - Jun 20 2014]
Aguilar sentenced to 28 years for 22-year-old m... [Published Plainview Daily Herald - May 07 2014]
Jury takes 20 minutes to find Jose Aguilar guil... [Published Plainview Daily Herald - May 06 2014]
Murder trial begins 22 years after shooting death [Published Plainview Daily Herald - May 06 2014]
Murder trial set to being Monday [Published Plainview Daily Herald - May 03 2014]
Cybersecurity issues in the financial services ... [Published Lexology - May 02 2014]
The Cybersecurity Race: Executive Branch Takes ... [Published JD Supra - Apr 22 2014]
SEC Launches Cybersecurity Exams of BDs, Advisors [Published AdvisorOne - Apr 17 2014]
What role should the SEC play in regulating cyb... [Published Lexology - Apr 09 2014]
FSOC’s Failing Grade? [Published Cato @ Liberty - Apr 03 2014]
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GUILTY PLEA: Convicted Sex Offender slammed 9-m... [Published Right Wing News blog - Jul 28 2014]
Jose Luis Aguilar, a convicted sex offender, has decided to plead guilty to killing his girlfriend’s 9-month-old daughter. Aguilar allegedly raped the baby and then repeatedly slammed her against a wall, hoping her death would cover his sorry, sorry ...
Money-market funds: Faking the buck [Published The Economist - Finance & Economics - Jul 24 2014]
IT IS a huge investment class: a $2.8 trillion one, to be exact. And it had long been thought of as a mundane one, just a notch more adventurous than a current account. Yet writing new rules for America’s money-market funds, which invest in short-term ...
Calls for Enhanced Enterprise Security Governan... [Published The Smart Grid Security Blog - Jun 20 2014]
Though I've been approaching this issue from a sector-specific perspective for years , lots of what's been in the news lately (and I mean lately) is intended for all technology-enabled sectors. Which pretty much means every business and every organization ...
FSOC’s Failing Grade? [Published Cato @ Liberty - Apr 03 2014]
Louise Bennetts All the recent hype over the legitimacy of high frequency trading has overshadowed another significant event. In a speech in Washington DC yesterday  Securities and Exchange Commissioner, Luis Aguilar, made some fairly strong statements ...
Study Maker-Taker Trading Rebates, SEC’s Aguila... [Published BARRONS.com Focus on Funds - Apr 03 2014]
Reuters With Wall Street’s electronic stock-trading tactics making headlines this week, Luis Aguilar, a securities lawyer and commissioner with the Securities and Exchange Commission, said this week that the SEC  should entertain ”a pilot program in which ...
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