Markets In Financial Instruments Directive

Type: Keyphrase
Name: Markets In Financial Instruments Directive
First reported 5 hours ago - Updated 5 hours ago - 1 reports

Best execution and payment for order flow

Published: 31/07/2014   Last Modified : 31/07/2014We publish our findings from our thematic review of best execution and payment for order flow.Why are we issuing this thematic review?This paper presents our findings from the review of best execution ... [Published Financial Conduct Authority - 5 hours ago]
First reported 5 hours ago - Updated 5 hours ago - 1 reports

Our director of markets on MiFID II

Published: 19/09/2014   Last Modified : 19/09/2014 / Author: David LawtonSpeech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.Earlier this ... [Published Financial Conduct Authority - 5 hours ago]
First reported 11 hours ago - Updated 11 hours ago - 1 reports

Response form to the CP on C6 and C7 of Annex 1 of MiFID

Home > View Reference 2014/1189 response form Publication Date 01/10/2014 Creation Date 01/10/2014 Type Reference document Sections Secondary Markets ... [Published ESMA - 11 hours ago]
First reported Sep 30 2014 - Updated Sep 30 2014 - 3 reports

BOAT brings in MMT standard for trade reporting

European MiFID-compliant reporting platform BOAT says it has implemented Market Model Typology (MMT) in its OTC trade reporting platform. The new release adopts the full MMT standards for OTC cash equity trade reporting, providing a standardized way of ... [Published FTSE Global Markets - Sep 30 2014]
First reported Sep 30 2014 - Updated Sep 30 2014 - 1 reports

RDR lessons mounting for Asian regulators

Marc Saluzzi says Europe is not ready for a ban on inducementsRules in the UK requiring distributors to charge investors for advice are starting to provide key lessons for Asian regulators as they consider how best to protect investors as their domestic ... [Published Asian Investor - Sep 30 2014]
First reported Sep 29 2014 - Updated Sep 29 2014 - 2 reports

ESMA Consults on Draft Guidelines Clarifying the Definition of Derivatives under MiFID

The European Securities and Markets Authority (ESMA) has today published a consultation paper on future guidelines clarifying the definition of derivatives as financial instruments under the current Markets in Financial Instruments Directive (MiFID I ... [Published Derivsource - Sep 29 2014]
First reported Sep 29 2014 - Updated Sep 29 2014 - 1 reports

Consultation on draft guidelines on the application of C6 and C7 of Annex I of MiFID

Responding to this consultation paperESMA invites comments on all matters set out in thisconsultation paper and, in particular, on the specific questions listed in AnnexI. Comments are most helpful if they:·indicate the number of the question to which ... [Published ESMA - Sep 29 2014]
First reported Sep 26 2014 - Updated Sep 26 2014 - 1 reports

Financial Regulatory Developments 26 September - Financial Conduct Authority (FCA)

FCA gives debt management application guidance: FCA has added to its pages on consumer credit authorisations by setting out what it expects to see when examining a debt management firm's business model. (Source: ) FCA feeds back on Innovate: FCA has published ... [Published Lexology - Sep 26 2014]
First reported Sep 26 2014 - Updated Sep 26 2014 - 1 reports

Cracking down on market abuse: can high frequency traders be reined in? | Video

European CEO speaks to Richard Metcalfe, Director of Regulatory Affairs at the Investment Manager’s Association in London, to find out how new MiFID rules will deter market abuse, and whether governments are levelling enough criminal charges against high ... [Published European CEO - Sep 26 2014]
First reported Sep 25 2014 - Updated Sep 26 2014 - 1 reports

EBA proposes guidelines for national regulators on early intervention triggers

, the EBA published proposed guidelines for national regulators on early intervention triggers under the Banking Recovery and Resolution Directive (“BRRD”). The proposed guidelines aim to ensure the consistent application by national regulators of triggers ... [Published Lexology - Sep 25 2014]
First reported Sep 25 2014 - Updated Sep 25 2014 - 1 reports

Press Release: Chong Hing Bank Completes Issuance of Additional Tier 1 Capital Securities

Press Release For immediate ReleaseChong Hing Bank Completes Issuance of Additional Tier 1 Capital Securities(Hong Kong - 25 September 2014) Chong Hing Bank (the "Bank") announces that, on 25September 2014, the Bank has settled and closed a US$300 million ... [Published Noodls - Sep 25 2014]
First reported Sep 25 2014 - Updated Sep 25 2014 - 2 reports

Anthony Hilton: City must brace for U-turn with Mifid 2

When it comes closer, they ignore it. When the more alert juniors in the organisation plead with them to pay attention, they fire the upstarts. When the deadline is imminent, they look to see what their competitors are doing, and their competitors look ... [Published London Evening Standard - Sep 25 2014]

Quotes

...Tracey McDermott commented that "all firms should be clear after Lehman that there is no excuse for failing to safeguard client assets" . (Source: ) FCA warns on TLPI fund: FCA has published warnings for investors and advisers on potential mis-selling claims for customers that invested...
The report, "Navigating the post-RDR landscape in the UK; assessing the potential impact of an RDR regime on the European fund industry" , looks at RDR, which came into effect in the UK on 1 January 2013 and which aimed to improve adviser qualifications and remove product bias from the...
The Financial Conduct Authority (FCA) has published a consultation paper that it says is aimed at "clarifying the boundaries and exploring the barriers to market development" of retail investment advice (56-page / 705KB PDF). But it ultimately does not provide the kind of clarity that firms would like
"The UK must ensure, like any other member state, its legislation is fully in line with this approach. It's clear the stance taken in the UK, as we understand it, is not in line with our approach" the EC source says

More Content

All (151) | News (142) | Reports (0) | Blogs (8) | Audio/Video (0) | Fact Sheets (0) | Press Releases (0)
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Our director of markets on MiFID II [Published Financial Conduct Authority - 5 hours ago]
Best execution and payment for order flow [Published Financial Conduct Authority - 5 hours ago]
4 Factors Driving Enlightenment & Big-Data Adop... [Published Wall Street and Technology - 6 hours ago]
Best US Stock Ideas Today: 9/30/2014 [Published Seeking Alpha - 8 hours ago]
Wolters Kluwer Financial Services’ Experts Outl... [Published Bobsguide - 10 hours ago]
Yes, closely regulate FMIs but tell us... [Published GlobalCustody.net - 10 hours ago]
Response form to the CP on C6 and C7 of Annex 1... [Published ESMA - 11 hours ago]
BOAT brings in MMT standard for trade reporting [Published FTSE Global Markets - Sep 30 2014]
Collateral Management - Filling in the Blanks [Published Derivsource - Sep 30 2014]
CINR FINA : BOAT introduces MMT standard in tra... [Published 4 Traders - Sep 30 2014]
BOAT introduces MMT standard in trade reporting [Published CisionWire - English - Sep 30 2014]
JFD Brokers [Published E-Forex - Sep 30 2014]
RDR lessons mounting for Asian regulators [Published Asian Investor - Sep 30 2014]
IronFX was granted enhanced Financial Conduct A... [Published Investing.com - Sep 29 2014]
HFT Education: How Do Regulators Define High-Fr... [Published Tabb Forum - Sep 29 2014]
ESMA Consults on Draft Guidelines Clarifying th... [Published Derivsource - Sep 29 2014]
ESMA consults on draft guidelines clarifying th... [Published Practical Law Company - Sep 29 2014]
Consultation on draft guidelines on the applica... [Published ESMA - Sep 29 2014]
Counterparty Risk In The Spotlight [Published Global Finance Magazine - Sep 29 2014]
Capital markets practice: news round-up issue N... [Published Lexology - Sep 26 2014]
Financial Regulatory Developments 26 September ... [Published Lexology - Sep 26 2014]
Cracking down on market abuse: can high frequen... [Published European CEO - Sep 26 2014]
EBA proposes guidelines for national regulators... [Published Lexology - Sep 25 2014]
Press Release: Chong Hing Bank Completes Issuan... [Published Noodls - Sep 25 2014]
Anthony Hilton: City must brace for U-turn with... [Published London Evening Standard - Sep 25 2014]
Anthony Hilton: City must brace for U-turn with... [Published NewsRT.co.uk - Sep 25 2014]
Positive engagement essential for RDR-Like regu... [Published Property Magazine International - Sep 23 2014]
FCA Supports Esma on Dealing Commissions [Published DerivAlert.org - Sep 23 2014]
“We are focused on the impact of regulatory cha... [Published The Asian Banker - Sep 23 2014]
MiFID II Changes for Market Intermediaries [Published Mayer Brown - Sep 22 2014]
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BOAT introduces MMT standard in trade reporting [Published CisionWire - English - Sep 30 2014]
BOAT (http://www.cinnober.com/boat-trade-reporting) has announced the implementation of Market Model Typology (MMT) in its OTC trade reporting platform. This will further contribute to improved data quality and granularity aligned with market standar ...
Fese shuffles management as Mifid deadline looms [Published Financial News Online Latest - Jun 19 2014]
Representative from Deutsche Börse named as head of exchange body's management board ...
MiFID II consultation underway [Published Structured Credit Investor - Latest Issue News - May 22 2014]
ESMA has launched the consultation process for the implementation of the revised Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). This is the first ... ...
MiFID 2: A bigger bang [Published The Economist - Finance & Economics - Apr 24 2014]
THE name may be unfamiliar—and comical—to most, but the first Markets in Financial Instruments Directive (MiFID) revolutionised share-trading in the European Union, by allowing new competitors to take on dear and dozy national stock exchanges. Earlier ...
EU lawmakers back high-frequency trade curbs [Published Financial Post - Top Stories - Apr 15 2014]
High-frequency traders in the European Union are set to face some of the toughest rules in the world, as legislators backed rules that they said would curb volatility and make markets safer. The limits include standards meant to keep the price increment ...
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