Mary Schapiro

Type: Person

Name: Mary Schapiro

Title: Chairman of the U.S. Securities and Exchange Commission

Organization: US Securities and Exchange Commission

Nationality: United States

Fact Sheet: Biography for Mary Schapiro

First reported May 21 2013 - Updated May 21 2013 - 1 reports

SEC Democrat Signals Quick Action On Advertising Rule

Former Securities and Exchange Commission Interim Chairman Elisse Walter has changed her tune—to a degree—on hedge fund advertising.A month after citing the large number of comment letters the agency received on a proposal to end the 80-year-old ban and ... [Published FINalternatives - May 21 2013]

Entities: US Securities and Exchange Commission, Hedge Fund, Action

First reported May 21 2013 - Updated May 21 2013 - 1 reports

SIFMA Securities Industry & Financial Markets Association

Judd Gregg named CEO of SIFMA

May 21, 2013 by Agency Reporter Leave a CommentThe Securities Industry and Financial Markets Association named former Republican Senator, Judd Gregg, as its chief executive officer, the lobbying group said Monday.According to Reuters, the appointment ... [Published Nigeria Punch - May 21 2013]

Entities: SIFMA Securities Industry & Financial Markets A..., Judd Gregg, Lloyd Bentsen

First reported May 20 2013 - Updated May 20 2013 - 2 reports

Eric Holder

A Letter From Senator Warren

The day may come when the worst nightmare a crooked banker or compromised regulator can have begins with the words, "You have a letter from Senator Warren." But before we get to that, here's an experience that may seem familiar: You're at a party ... [Published Crooks and Liars - May 20 2013]

Entities: Elizabeth Warren, Eric Holder, US Securities and Exchange Commission, Lanny Breuer, Admission

First reported May 16 2013 - Updated May 16 2013 - 1 reports

UPDATE 1-Knight near settlement on trading glitch probe -sources

Knight Capital Group isclose to settling a U.S. Securities and Exchange Commissionprobe into the automated trading firm's Aug. 1 software glitchthat disrupted the equity markets and led to Knight's sale,according to three sources.Knight and the SEC have ... [Published Reuters - May 16 2013]

Entities: US Securities and Exchange Commission, Jefferies Group Inc, GETCO Holding Company, Mary Schapiro, Jersey City (United States)

First reported May 13 2013 - Updated May 13 2013 - 1 reports

Republican Party (US)

GOP push new SEC head on JOBS Act regulations

Congressional Republicans are ratcheting up pressure on the new head of the Securities and Exchange Commission (SEC) to finally implement the Jumpstart Our Business Startups (JOBS) Act.In a letter sent Monday to SEC Chairman Mary Jo White, four high-ranking ... [Published The Hill - May 13 2013]

Entities: US Securities and Exchange Commission, Republican Party (US), Mary Schapiro, Patrick McHenry, Kevin McCarthy

First reported May 10 2013 - Updated May 10 2013 - 2 reports

US Securities and Exchange Commission

SEC Money-Fund Rule Said to Make Riskier Funds Float Share Value

May 10 (Bloomberg) -- U.S. securities regulators have narrowed the target of new rules for money-market funds, according to a person familiar with the matter, limiting changes to a smaller set of funds than many executives anticipated.The Securities and ... [Published Washington Post - May 10 2013]

Entities: US Securities and Exchange Commission, Aguilar (United States), Mary Schapiro

First reported May 07 2013 - Updated May 07 2013 - 1 reports

Mary Schapiro

SEC chief defends 'neither admit nor deny' but will review

The new head of the U.S.Securities and Exchange Commission defended on Tuesday theagency's policy of letting firms settle civil charges withoutadmitting or denying them, but also pledged to review thepractice. The practice has come under fire from some ... [Published Reuters - May 07 2013]

Entities: US Securities and Exchange Commission, Mary Schapiro, Jed Rakoff, Mary Jo White

First reported May 07 2013 - Updated May 07 2013 - 1 reports

White Reported to Favor Lifting Ban on General Solicitation

According to this article in Bloomberg, SEC Chair Mary Jo White is advocating that the SEC go ahead and adopt, as interim final rules, the current proposal to end the prohibition on general solicitation in Rule 506 private placements and Rule 144A offerings, ... [Published Cooley - May 07 2013]

Entities: Luis Aguilar, Advocate, Mary Schapiro, House Committee on Oversight and Government Reform

First reported May 06 2013 - Updated May 06 2013 - 1 reports

What's Next for Money Market Funds?

For investors in money market funds, regulatory uncertainty is becoming the new normal.Ever since 2008, when the Reserve Primary Fund "broke the buck" and created a panic that threatened to upend the financial markets, regulators have been discussing ... [Published US News & World Report - May 06 2013]

Entities: Money Market, Mary Schapiro, Peter Crane

First reported May 03 2013 - Updated May 04 2013 - 4 reports

SEC’s new chairman says money market fund reforms coming in the ‘near future’

The nations top securities regulator remained tight-lipped Friday about the details of her agencys efforts to craft reforms for money market funds, probably disappointing an audience of fund industry executives who gathered in Washington for an annual ... [Published Washington Post - May 04 2013]

Entities: Money Market Fund, US Securities and Exchange Commission, Reformism

First reported Apr 30 2013 - Updated Apr 30 2013 - 1 reports

Money Funds Prepare for Reform

The Securities and Exchange Commission's new leader, Mary Jo White, will bring her years of experience as a federal litigator before the fund industry this week as its members try to judge whether she will propose reforms that could cripple the marke ... [Published Bank Investment Consultant - Apr 30 2013]

Entities: Money Market, Money Market Fund, Mary Schapiro

First reported Apr 28 2013 - Updated Apr 29 2013 - 4 reports

Obama picks new transportation secretary

LIVE: Obama personnel announcementPresident Barack Obama nominated Charlotte Mayor Anthony Foxx to become transportation secretary, the first African-American pick for his second-term cabinet.The post comes with vast oversight responsibility over the ... [Published KESQ - Apr 29 2013]

Entities: Barack Obama, African-Americans, Transportation, Bennie Thompson

More Content

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David Dayen: FSOC Annual Report Shows Continued... [Published naked capitalism - 7 hours ago]
SEC Democrat Signals Quick Action On Advertisin... [Published FINalternatives - May 21 2013]
Judd Gregg named CEO of SIFMA [Published Nigeria Punch - May 21 2013]
A Letter From Senator Warren [Published Crooks and Liars - May 20 2013]
EA Adds NYT Digital Leader to Board [Published Directorship - May 20 2013]
Former GOP Senator Judd Gregg named CEO of lobb... [Published Reuters - May 20 2013]
Richard (RJ) Eskow: A Letter From Senator Warren [Published Huffington Post - May 20 2013]
UPDATE 1-Knight near settlement on trading glit... [Published Reuters - May 16 2013]
BlackRock Develops Alternatives to Money Funds:... [Published La Repubblica - May 16 2013]
New SEC chief Mary Jo White begins job with pre... [Published Washington Post - May 16 2013]
Money Market Reform May Shift Cash to Short-Dur... [Published Yahoo! Finance - May 15 2013]
CACI Appoints Daniels to Board [Published Directorship - May 15 2013]
[Legal Perspective] A Look Ahead at SEC Enforce... [Published JD Supra - May 14 2013]
Darrell Duffie: Big Risks Remain In the Financi... [Published Stanford GSB - May 13 2013]
GOP push new SEC head on JOBS Act regulations [Published The Hill - May 13 2013]
El Paso EVP Joins Sempra Board [Published Directorship - May 10 2013]
SEC Money-Fund Rule Said to Make Riskier Funds ... [Published Washington Post - May 10 2013]
SEC Money-Fund Rule Would Make Riskiest Funds F... [Published Washington Post - May 10 2013]
SEC Plan Targets 'Prime' Funds Held by Institut... [Published 4 Traders - May 09 2013]
Whistleblowing Reaches Center Stage [Published AccountingWEB - May 09 2013]
Prudential names Bruce Karpati chief compliance... [Published Stockwatch - May 09 2013]
White promises `appropriate, balanced` money fu... [Published Azartac - May 08 2013]
SEC to review policy on settling cases; debt fi... [Published Washington Post - May 08 2013]
SEC has internally released money market fund d... [Published Reuters - May 07 2013]
White Makes Case for Bigger S.E.C. Budget [Published New York Times - May 07 2013]
SEC chief defends 'neither admit nor deny' but ... [Published Reuters - May 07 2013]
Bipartisan Legislation on Derivatives, SEC Acco... [Published The Committee on Financial Services - May 07 2013]
White Reported to Favor Lifting Ban on General ... [Published Cooley - May 07 2013]
What's Next for Money Market Funds? [Published US News & World Report - May 06 2013]
Money Market Fund Reform and Short-Duration Bon... [Published Yahoo! Finance - May 06 2013]

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David Dayen: FSOC Annual Report Shows Continued... [Published naked capitalism - 7 hours ago] By David Dayen, a lapsed blogger, now a freelance writer based in Los Angeles, CA. Follow him on Twitter @ddayen With Jack Lew now installed at Treasury, I decided to take a look at the annual report of the Financial Stability Oversight Council ...
A Letter From Senator Warren [Published Crooks and Liars - May 20 2013] The day may come when the worst nightmare a crooked banker or compromised regulator can have begins with the words, "You have a letter from Senator Warren." But before we get to that, here's an experience that may seem familiar: You're at a party ...
Banks Resist Strict Controls of Foreign Bets [Published AdBanks.net - May 01 2013] The effort — centered on oversight of the $700 trillion marketplace of the financial instruments known as derivatives — is just one front in the battle still being waged nearly three years after Congress passed the Dodd-Frank law, which revamped financial ...
Transportation pick would add to Cabinet diversity [Published CNN Political Ticker - Apr 29 2013] (CNN) – If President Barack Obama still needed a reminder that diversity within his second term Cabinet was a contentious issue, he got one Saturday night. "Mr. President, your hair is so white it can be a member of your Cabinet," jabbed Conan O'Brien ...
CEO Pay And SEC Delay [Published Seeing the Forest - Apr 19 2013] Earlier this week I wrote about Executive PayWatch from the AFL-CIO. This site tracks the huge wage gap between CEO pay and the average employee. Something many people don’t know is that the Wall Street reform law was supposed to do this, but years ...

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Administration regulators cashing in [Published CNN.com - Video - Apr 02 2013]
SEC Chief Delayed Rule Over Legacy Concerns [Published WSJ.com Video - Business - Dec 03 2012]
Harvey Pitt Explains the SEC Wells Notice Process [Published Bloomberg - YouTube - Nov 29 2012]
Power Player: Mary Schapiro leaving SEC [Published Reuters Video: Business - Nov 27 2012]
Schapiro to Step Down From SEC [Published WSJ.com Video - News - Nov 26 2012]