National Association of Securities Dealers

Type: Organization
Name: National Association of Securities Dealers
First reported 14 hours ago - Updated 14 hours ago - 1 reports

Perkins Promoted at FINRA, Takes Over One of Fienbergs Two Roles

SEP 30, 20145:48pm ETFINRA has named a new chief hearing officer for disciplinary actions in the wake of Linda Fienberg’s planned resignation from the regulator later this year.Andrew H. Perkins was promoted to take over from Fienberg, according to FINRA ... [Published Bank Investment Consultant - 14 hours ago]
First reported Sep 30 2014 - Updated Sep 30 2014 - 1 reports

Hess Corporation Leads 10 Best Value Long Bond Trades

Summary On September 26, there were 15,010 bond trades in 2,745 bond issues of 896 bond issuers representing $4.2 billion in underlying principal. We rank the best value fixed rate senior debt issues with maturities of 20 years or more by our usual ... [Published Seeking Alpha - Sep 30 2014]
First reported Sep 29 2014 - Updated Sep 30 2014 - 1 reports

NASDAQ OMX Executive Vice President John L. Jacobs to Retire

- Will serve as strategic advisor to the company through 2015 -- Creator of NASDAQ-100 Index Tracking Stock SM (QQQ) -NEW YORK, Sept. 29, 2014 (GLOBE NEWSWIRE) -- NASDAQ OMX today announced longtime senior executive John L. Jacobs will retire after more ... [Published InvestorPoint.com - Sep 29 2014]
First reported Sep 29 2014 - Updated Sep 29 2014 - 1 reports

TRADERS ON THE MOVE: Nasdaq's Jacobs Retires; Two Sigma Hires Yates

John D'Antona Jr.NASDAQ OMX's John Jacobs will retire after more than 30 years of leadership and service to the company. Effective January 2, 2015, Jacobs will retire from his position as executive vice president of global information services, comprising ... [Published Traders Magazine - Sep 29 2014]
First reported Sep 24 2014 - Updated Sep 24 2014 - 1 reports

Bowsher first colloquia speaker of semester

Charles Bowsher, former Comptroller General of the United States. The Delta State University Colloquia Distinguished Speakers Lecture Series kicks off the fall semester featuring a speaker with extensive experience in our nation’s capital — Charles ... [Published Bolivar Commercial - Sep 24 2014]
First reported Sep 23 2014 - Updated Sep 23 2014 - 1 reports

Four New York-Based FordHarrison Attorneys Named to 2014 Super Lawyers and Rising Stars Lists

FordHarrison LLP, one of the country's largest management-side labor and employment law firms, is pleased to announce that Philip K. Davidoff, Eric Su, and Stephen Zweig, Partners in the firm's New York office, have been selected to the 2014 "New York ... [Published Ford & Harrison - Sep 23 2014]
First reported Sep 23 2014 - Updated Sep 23 2014 - 1 reports

Over The Counter market hits 1 billion in deals

EQUITIES worth more than ₦1 billion have been successfully executed on the newly created Over The Counter [OTC]  market of the National Association of Securities Dealers [NASD]By this number, investors’ regulators and brokers can reliably refer to transaction ... [Published The Guardian Nigeria - Sep 23 2014]
First reported Sep 18 2014 - Updated Sep 18 2014 - 3 reports

FINRA Marks 75th Anniversary of Protecting Investors

The Financial Industry Regulatory Authority ( FINRA ) marked the 75th anniversary of the creation of the National Association of Securities Dealers (NASD) in 1939. In 1938, the Maloney Act…Click to Continue » ... [Published Fort Mills Times - Sep 18 2014]
First reported Sep 17 2014 - Updated Sep 17 2014 - 1 reports

Affimed N.V. (0001608390)

POS EX Documents Post-effective amendment adding exhibits to registration statement [Rule 462(d)]Acc-no: 0001193125-14-343974 (33 Act) Size: 363 KB 2014-09-17 333-197097141107053 424B4 Documents Prospectus [Rule 424(b)(4)]Acc-no: 0001193125-14-342721 ... [Published SEC - Sep 17 2014]
First reported Sep 11 2014 - Updated Sep 12 2014 - 3 reports

Exclusive : Wall Street watchdog to pick insider as arbitration head - source

REUTERS — 3 MINUTES AGOBy Suzanne Barlyn(Reuters) - The Financial Industry Regulatory Authority has narrowed its search for a new head of its arbitration unit to two of its own long-time officials, according to a person familiar with the matter.FINRA, ... [Published Fidelity Brokerage Services LLC - Sep 11 2014]
First reported Sep 11 2014 - Updated Sep 11 2014 - 1 reports

Investment experts push Private Equity Fund bill

Puerto Rico needs to approve pending legislation to create the ground rules for the local launch of private-equity funds to raise sufficient capital to drive economic development.That's the word from finance industry veterans who believe Puerto Rico could ... [Published Caribbean Business Online - Sep 11 2014]
First reported Aug 27 2014 - Updated Aug 27 2014 - 2 reports

Successful ecommerce takes more than online presence, says new NASDAQ study

Image Credit: Irrational cat via Flickr“Be disrupted, or disrupt yourself,” says Mike Stiller, associate director of corporate solutions at NASDAQ, in a phone call with VentureBeat. That’s the key takeaway from a new study he co-authored on ecommerce ... [Published Venturebeat - Aug 27 2014]

Quotes

"My decision to retire was not an easy one," said Jacobs. "This is more than a company with a powerful brand and a solid business; it is one that is made up of great people who come together every day to do truly innovative things. It has been an amazing personal and professional journey, and I feel fortunate to have been a part of it all."
...NASD’s mandate was "to protect investors and the public interest, and to remo"
"This is a university-wide program that will continue to bring a unique and diverse array of people -- from judges, former government officials, lawyers and business people. These are all folks our students can look up to."
Kamakura Corporation has created just such an index, labeled the "U S DollarS Dollar Cost of Funds Index TM ." The U S Dollar Cost of Funds Index TM measures the trade-weighted cost of funds for the largest deposit-taking U S bank holding companies...

More Content

All (44) | News (28) | Reports (0) | Blogs (9) | Audio/Video (0) | Fact Sheets (5) | Press Releases (2)
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Perkins Promoted at FINRA, Takes Over One of Fi... [Published Bank Investment Consultant - 14 hours ago]
Hess Corporation Leads 10 Best Value Long Bond ... [Published Seeking Alpha - Sep 30 2014]
TRADERS ON THE MOVE: Nasdaq's Jacobs Retires; T... [Published Traders Magazine - Sep 29 2014]
NASDAQ OMX Executive Vice President John L. Jac... [Published InvestorPoint.com - Sep 29 2014]
Bowsher first colloquia speaker of semester [Published Bolivar Commercial - Sep 24 2014]
Four New York-Based FordHarrison Attorneys Name... [Published Ford & Harrison - Sep 23 2014]
Berkshire Hathaway Leads The 20 Best Value Bond... [Published Seeking Alpha - Sep 23 2014]
GECC: Bond Default Risk Falls But The Brand Nam... [Published Seeking Alpha - Sep 23 2014]
Over The Counter market hits 1 billion in deals [Published The Guardian Nigeria - Sep 23 2014]
FINRA Marks 75th Anniversary of Protecting Inve... [Published Fort Mills Times - Sep 18 2014]
FINRA Marks 75th Anniversary of Protecting Inve... [Published EON Business - Sep 18 2014]
FINRA Marks 75th Anniversary of Protecting Inve... [Published FINRA Newsroom - Sep 18 2014]
FINRA Marks 75th Anniversary of Protecting Inve... [Published Business Wire Professional Services News - Sep 18 2014]
Affimed N.V. (0001608390) [Published SEC - Sep 17 2014]
Bowsher First Colloquia Speaker of Semester [Published Insurance News Net - Sep 16 2014]
Hess Corporation And Apache Corporation Lead 10... [Published Seeking Alpha - Sep 16 2014]
Comparing The Marginal Cost Of Funds For Berksh... [Published Seeking Alpha - Sep 14 2014]
Exclusive : Wall Street watchdog to pick inside... [Published Fidelity Brokerage Services LLC - Sep 11 2014]
Exclusive : Wall Street Watchdog To Pick Inside... [Published Clusterstock - Sep 11 2014]
EXCLUSIVE-Wall St. watchdog to pick insider as ... [Published CNBC - Sep 11 2014]
Bank Of America: A Pre-Stress Test Credit Repor... [Published Seeking Alpha - Sep 11 2014]
Investment experts push Private Equity Fund bill [Published Caribbean Business Online - Sep 11 2014]
Bank Of America And Its High Marginal Cost Of F... [Published Seeking Alpha - Sep 10 2014]
NASD Explains Pricing Dynamics on Its OTC Market [Published This Day Online - Sep 08 2014]
FINRA Arbitration Head Fienberg to Step Down [Published AdvisorOne - Sep 04 2014]
WellPoint Leads The 20 Best Value Bond Trades W... [Published Seeking Alpha - Sep 02 2014]
Successful ecommerce takes more than online pre... [Published Venturebeat - Aug 27 2014]
Successful ecommerce takes more than online pre... [Published Venturebeat - Aug 27 2014]
WellPoint Leads 20 Best Value Bond Trades With ... [Published Seeking Alpha - Aug 26 2014]
Corporate whistleblowers: Justice, greed? [Published Philly.com - Aug 25 2014]
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Blogs

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FINRA Marks 75th Anniversary of Protecting Inve... [Published EON Business - Sep 18 2014]
WASHINGTON--(EON: Enhanced Online News)--The Financial Industry Regulatory Authority (FINRA) marked the 75th anniversary of the creation of the National Association of Securities Dealers (NASD) in 1939. In 1938, the Maloney Act amended the Securities ...
FINRA Marks 75th Anniversary of Protecting Inve... [Published Business Wire Professional Services News - Sep 18 2014]
WASHINGTON--(BUSINESS WIRE)--The Financial Industry Regulatory Authority (FINRA) marked the 75th anniversary of the creation of the National Association of Securities Dealers (NASD) in 1939. In 1938, the Maloney Act amended the Securities Exchange Act ...
Exclusive : Wall Street Watchdog To Pick Inside... [Published Clusterstock - Sep 11 2014]
<p><img class="float_right" src="http://static6.businessinsider.com/image/5412134c5afbd3e4188b4567-450-300/exclusive--wall-street-watchdog-to-pick-insider-as-arbitration-head---source-2014-9.jpg" border="0" alt="Richard Ketchum, chairman and CEO of FINRA, ...
Successful ecommerce takes more than online pre... [Published Venturebeat - Aug 27 2014]
Image Credit: Irrational cat via Flickr “Be disrupted, or disrupt yourself,” says Mike Stiller, associate director of corporate solutions at NASDAQ, in a phone call with VentureBeat. That’s the key takeaway from a new study he co-authored on ecommerce ...
Helen Davis Chaitman on "In Bed with Wall Street" [Published Zero Hedge - Aug 14 2014]
Helen Davis Chaitman is a well-known attorney with extensive experience in the areas of lender liability, bankruptcy, bank fraud, RICO, professional malpractice, trusts and estates, and white collar defense. The National Law Journal named her as one ...
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Press Releases

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FINRA Marks 75th Anniversary of Protecting Inve... [Published FINRA Newsroom - Sep 18 2014]
Fusion Resources, LLC Sets the Stage for Nation... [Published GlobeNewswire: Acquisitions News - May 28 2014]
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