National Association of Securities Dealers

Type: Organization

Name: National Association of Securities Dealers

First reported May 13 2013 - Updated May 13 2013 - 1 reports

Roetzel Adds Howard Sirota to Fort Lauderdale Office

Roetzel announced that Howard B. Sirota has joined the firm's Business Services Group and will serve Of Counsel in the Fort Lauderdale office. According to a release, Sirota focuses his practice on corporate and business services, and has experience in ... [Published Individual.com - May 13 2013]

Entities: Fort Lauderdale (United States), African-Americans, National Association of Securities Dealers

First reported May 08 2013 - Updated May 08 2013 - 1 reports

Brooklyn Law School

Roetzel Welcomes Howard B. Sirota to Fort Lauderdale Office

Roetzel is pleased to announce that Howard B. Sirota has joined the firm's Business Services Group and will serve Of Counsel in the Fort Lauderdale office.Howard B. Sirota (Photo: Business Wire)“Howard's addition is a very positive one for the Fort Lauderdale ... [Published Benzinga.com - May 08 2013]

Entities: Fort Lauderdale (United States), African-Americans, National Association of Securities Dealers, Brooklyn Law School

First reported May 06 2013 - Updated May 06 2013 - 1 reports

The 'Mad Men' I.P.O.

Michael Yarish/AMC“Do you know we had a public offering under way,” asked Pete Campbell of S.C.D.P. “And now it’s ruined!”It’s not often that “Mad Men” intersects with DealBook territory. But Sunday night’s episode gave us two reasons to dive into Don ... [Published New York Times - May 06 2013]

Entities: Bert Cooper, Mad Men, Underwriter, National Association of Securities Dealers

First reported May 03 2013 - Updated May 03 2013 - 1 reports

Dex Media Inc

DEX MEDIA, INC. (0001556739)

8-K Documents Current report, items 8.01 and 9.01Acc-no: 0001104659-13-037199 (34 Act) Size: 53 KB 2013-05-03 001-3589513813727 8-K Documents Current report, items 1.01, 1.03, 2.01, 2.03, 3.03, 5.01, 5.02, 5.03, and 9.01 Acc-no: 0001104659-13-037196 (34 ... [Published SEC - May 03 2013]

Entities: Dex Media Inc, National Association of Securities Dealers, 8-k, Josh Wink

First reported May 01 2013 - Updated May 01 2013 - 1 reports

US Securities and Exchange Commission

Mimedx Group, Inc. Files SEC Form CERTNAS, Certification By . . .

Mimedx Group, Inc. Files SEC Form CERTNAS, Certification By The National Association of Securities Dealers Automated Quotation Approving Securities...Surgical and Medical Instruments and ApparatusNewsRx.comMimedx Group, Inc. Files SEC Form CERTNAS, Certification ... [Published Equities.com - May 01 2013]

Entities: Mimedx Group Inc, US Securities and Exchange Commission, Certification, National Association of Securities Dealers

First reported Jan 15 2013 - Updated Jan 15 2013 - 1 reports

Argument preview: Making a federal case out of legal malpractice claims

For the second consecutive year, the Court is considering the extent of federal jurisdiction over cases that “arise under” federal law. Last year, in Mims v. Arrow Financial Services, LLC , the Court considered when a cause of action created by federal ... [Published SCOTUSblog - Jan 15 2013]

Entities: MALPRACTICE, Patent, State Court

First reported Dec 21 2012 - Updated Dec 21 2012 - 1 reports

Plain stockbroker charged with stealing $100K+

A local stockbroker is facing a 44-count indictment charging him with selling unregistered investments and stealing more than $100,000 from clients. Sheriff?s deputies arrested William F. Morgan, 67, of 5623 Thunderbird Circle NW, at his Plain Township ... [Published Canton Repository - Dec 21 2012]

Entities: Stock Broker, Ohio Department of Commerce, National Association of Securities Dealers, Indictment, Cease-and-Desist Order

First reported Nov 27 2012 - Updated Nov 27 2012 - 1 reports

Capital Eye Opener, Nov. 27: New SEC Chair Has Private Sector Experience, Norquist Unbowed, and more

Your daily dose of what's trending in money and politics: REVOLVING SEC CHAIRWOMAN: With Securities and Exchange Commission Chairwoman Mary Schapiro leaving the panel after heading it for four years, Elisse Walter will fill the position, at least ... [Published Capital Eye - Nov 27 2012]

Entities: Grover Norquist, US Securities and Exchange Commission, Sallie Krawcheck, Mary Miller, Experience

Quotes

...The press release cited a need to "review as to whether it must comply with the requirements of the Ohio Control Share Acquisition Act and other provision of Ohio law." Shouldn't this have been done during the due diligence process prior to issuing a press release about their intended tender offer?

AdCare Tender Offer Looks Improbable [Published Seeking Alpha - May 17 2013]

...office, the Business Services practice group and our firm," said Lori Heyer-Bednar, Partner-in-Charge of the firm's Fort Lauderdale office. "His background and experience are the perfect fit and his addition continues the positive momentum of our growth in South Florida."

Roetzel Adds Howard Sirota to Fort Lauderdale Office [Published Individual.com - May 13 2013]

...Prior to its acquisition by Goldman, it had been fined $1 million by the National Association of Securities Dealers for delaying paperwork in order "to secure a competitive advantage, protect its interests and maximize its profits or minimize its losses." But by the standards of 21st-century Wall Street, the RaysRays Goldman-stocked front office—ably chronicled in Jonah Keri's The Extra 2% —looks more...

Is Your Team's Owner a Major League Asshole? [Published MoJo Articles | Mother Jones - Apr 05 2013]

..."Most important, we have to keep in mind that no one knows for certain what the future will hold," she said. "I strongly believe that we have to prepare for the alternative that the Commission will determine not to adopt, or permit the use of, IFRS for U S issuers.…there are significant hurdles to overcome over the next three years in order for the Commission to determine to accept IFRS reporting from U S issuers." [5] Cited in Who Runs Gov.[1]

Meet The SEC's New Head [Published Zero Hedge - Nov 26 2012]

More Content

sort by: Date \| Relevance
AdCare Tender Offer Looks Improbable [Published Seeking Alpha - May 17 2013]
Melba J. Duncan Named a Worldwide Who's Who Exe... [Published 24-7PressRelease.com - May 17 2013]
UCSB Alumni Couple, Donors Bridged Original and... [Published Noozhawk.com - May 17 2013]
Roetzel Adds Howard Sirota to Fort Lauderdale O... [Published Individual.com - May 13 2013]
GiveCorps Closes $822,000 Angel Round [Published PE Hub News - May 09 2013]
TriState Capital Holdings, Inc. (0001380846) [Published SEC - May 08 2013]
Roetzel Welcomes Howard B. Sirota to Fort Laude... [Published Benzinga.com - May 08 2013]
Want to invest in a dividend stock? [Published MSN Money - May 07 2013]
The 'Mad Men' I.P.O. [Published New York Times - May 06 2013]
DEX MEDIA, INC. (0001556739) [Published SEC - May 03 2013]
Mimedx Group, Inc. Files SEC Form CERTNAS, Cert... [Published Equities.com - May 01 2013]
Firm’s founder took interest in people [Published Pittsburgh Tribune Review - Apr 20 2013]
HARGREAVES SERVICES PLC: - Proposed Placing [Published 4 Traders - Apr 19 2013]
Hunter Associates Founder, Investment Industry ... [Published OSIX News - Apr 17 2013]
Proposed Placing [Published TrustNet - Apr 17 2013]
Is Your Team's Owner a Major League Asshole? [Published MoJo Articles \| Mother Jones - Apr 05 2013]
Former SEC Chief Joins Promontory Financial Group [Published PE Hub News - Apr 02 2013]
Argument recap: Making patent law on the plains... [Published SCOTUSblog - Jan 17 2013]
Argument preview: Making a federal case out of ... [Published SCOTUSblog - Jan 15 2013]
Plain stockbroker charged with stealing $100K+ [Published Canton Repository - Dec 21 2012]
Capital Eye Opener, Nov. 27: New SEC Chair Has ... [Published Capital Eye - Nov 27 2012]
Meet The SEC's New Head [Published Zero Hedge - Nov 26 2012]
Minnesota bank to pay $700,000 fine for losing ... [Published Topnews.in - May 26 2010]
Biography for Trent Gavazzi [Published Silobreaker - Aug 01 2009]
Fact Sheet for U.S. Securities and Exchange Com... [Published Able2Act - Apr 20 2009]
Biography for Richard Syron [Published Able2Act - Nov 22 2007]
Biography for Carl Icahn [Published Able2Act - Oct 03 2007]
Biography for Thomas A. James [Published Able2Act - Jun 14 2007]

Blogs

sort by: Date \| Relevance
Argument recap: Making patent law on the plains... [Published SCOTUSblog - Jan 17 2013] This week in Gunn v. Minton the Court entered the sordid world of legal malpractice. Specifically, the Justices are reviewing the willingness of the Texas Supreme Court to defer to the Federal Circuit’s holding that the exclusive federal jurisdiction ...
Argument preview: Making a federal case out of ... [Published SCOTUSblog - Jan 15 2013] For the second consecutive year, the Court is considering the extent of federal jurisdiction over cases that “arise under” federal law. Last year, in Mims v. Arrow Financial Services, LLC , the Court considered when a cause of action created by federal ...
Capital Eye Opener, Nov. 27: New SEC Chair Has ... [Published Capital Eye - Nov 27 2012] Your daily dose of what's trending in money and politics: REVOLVING SEC CHAIRWOMAN: With Securities and Exchange Commission Chairwoman Mary Schapiro leaving the panel after heading it for four years, Elisse Walter will fill the position, at least ...
Meet The SEC's New Head [Published Zero Hedge - Nov 26 2012] Moments after Goldman completed the trifecta of controlling every major developed world central bank, with its tentacles now in charge of the Fed, the ECB and now the BOE, Obama announced his designee for the new head of the SEC. The name ...