Raymond James Financial Inc

Type: Company

Name: Raymond James Financial Inc

Nationality: United States

Web Address: http://www.raymondjames.com/

Fact Sheet: Fact Sheet for Raymond James Financial Inc

First reported 4 hours ago - Updated 4 hours ago - 1 reports

14.5% of VFH Holdings Seeing Recent Insider Buys

A look at the weighted underlying holdings of the Vanguard Financials ETF (VFH) shows an impressive 14.5% of holdings on a weighted basis have experienced insider buying within the past six months. Start slideshow:10 ETFs With Stocks That Insiders Are ... [Published WorldNetDaily - 4 hours ago]

Entities: Insider, Exchange Traded Funds, Raymond James Financial Inc

First reported Jun 17 2013 - Updated Jun 17 2013 - 1 reports

Morgan Stanley & Co

ON THE MOVE-Raymond James lands adviser team from Morgan Stanley

Raymond James Financial Inc said on Monday it hired a team of veteran advisers from U.S. brokerage Morgan Stanley Wealth Management to join the company's independent broker-dealer division in Illinois. ... [Published XE - Jun 17 2013]

Entities: Morgan Stanley & Co, Raymond James Financial Inc, United States

First reported Jun 17 2013 - Updated Jun 17 2013 - 1 reports

Raymond James Financial Inc

Weighing Out The Positives And Negatives Of Today's Stock Market

BY Posted:Updated:Monday, June 17, 2013 3:27 PM ESTAugusta, GA -We're halfway through 2013 and the economy and stock market are continuing their rollercoaster trend. In this month's commentary, Jeff Fehrman – President of Fehrman Investment Group and ... [Published WJBF-TV - Jun 17 2013]

Entities: Stock Market, Raymond James Financial Inc

First reported Jun 17 2013 - Updated Jun 17 2013 - 1 reports

A G Edwards Inc

Raymond James Recruits Morgan Stanley Team

Less than a week after landing another Morgan Stanley advisor, Raymond James has lured a Midwestern group with over $240 million in assets under management from Morgan Stanley to its independent-broker dealer.The Oak Brook, Ill., team, now known as Dashboard ... [Published Bank Investment Consultant - Jun 17 2013]

Entities: Raymond James, Morgan Stanley & Co, A G Edwards Inc, Raymond James Financial Inc

First reported Jun 13 2013 - Updated Jun 14 2013 - 1 reports

SEC US Securities & Exchange Commission

Ex-Morgan Keegan Fund Directors Settle SEC Valuation Claims

Eight former directors overseeing mutual funds for Morgan Keegan & Co. settled, without paying any penalties, U.S. regulatory claims that they allowed assets backed by subprime mortgages to be overvalued as the housing market collapsed in 2007.The directors, ... [Published Bloomberg - Jun 13 2013]

Entities: SEC US Securities & Exchange Commission, Administrative Order, Morgan Keegan & Company, Morgan Keegan Inc, George Canellos

First reported Jun 14 2013 - Updated Jun 14 2013 - 2 reports

Morgan Keegan Inc

Morgan Keegan fund directors settle SEC claims

WASHINGTON — Eight former mutual fund directors have settled federal claims that they allowed others at the firm to set values for subprime mortgage securities that were held by funds on which investors lost about $1.5 billion.The U.S. Securities and ... [Published Memphis Commercial Appeal - Jun 14 2013]

Entities: Morgan Keegan Inc, SEC US Securities & Exchange Commission, Raymond James Financial Inc, Mutual Fund, James Stillman

First reported Jun 13 2013 - Updated Jun 13 2013 - 1 reports

WellCare Health Plans Inc

2013 Winner's Circle Luncheon

Location: Feather Sound Country Club2201 Feather Sound Dr, Clearwater, FL When:June 27, 2013Time: 11:15 am–1:30 pmSponsored by Lokey Motor Company, the Winner's Circle luncheon and panel discussion will feature some of the Business Journal's most prestigious ... [Published Clearwater Patch - Jun 13 2013]

Entities: WellCare Health Plans Inc, Raymond James Financial Inc, The Restaurant Group plc

First reported Jun 13 2013 - Updated Jun 13 2013 - 1 reports

Raymond James & Associates Appoints High Net Worth Advisor In Georgia

Raymond James & Associates, the broker/dealer subsidiary of New York-listed Raymond James Financial, has taken on Cynthia Woodsmall Jones as senior vice president of investments in Columbus, GA.Jones focuses on asset management for high net worth individuals ... [Published Family Wealth Report - Jun 13 2013]

Entities: Raymond James & Assoc Inc, Net Worth, Appointed, Raymond James Financial Inc

First reported Jun 12 2013 - Updated Jun 12 2013 - 1 reports

MOVES-GE Capital Raymond James Financial Deutsche Bank

4:01pm EDTJune 12 (Reuters) - The following financial services industry appointments were announced on Wednesday. To inform us of other job changes, email to moves@thomsonreuters.com.RAYMOND JAMES FINANCIAL INCThe company expanded its adviser force in ... [Published Big News Network - Jun 12 2013]

Entities: Raymond James Financial Inc, Deutsche Bank AG, Morgan Stanley & Co, Appointment

First reported Jun 12 2013 - Updated Jun 12 2013 - 1 reports

Trevali Mining Corporation Closes Bought-Deal Private Placement for $10,903,020

The Offering was led by Dundee Securities Ltd. and included Raymond James Ltd.In connection with the Offering, the underwriters received a cash commission equal to 5% of the gross proceeds of the Offering. All securities issued pursuant to the Offering ... [Published Zinc Investing News - Jun 12 2013]

Entities: Private Placement, Dundee Securities Corp, Raymond James Financial Inc

First reported Jun 12 2013 - Updated Jun 12 2013 - 1 reports

ON THE MOVE-Raymond James lands Morgan Stanley adviser in Georgia

Raymond James Financial Inc has expanded its adviser force in Georgia with a veteran hire from top U.S. brokerage Morgan Stanley Wealth Management, the company said on Wednesday. ... [Published XE - Jun 12 2013]

Entities: Morgan Stanley & Co, Raymond James Financial Inc, United States

First reported Jun 12 2013 - Updated Jun 12 2013 - 1 reports

Raymond James Financial (RJF) Showing Bearish Technicals But Could Break Through $43.13 Resistance

Raymond James Financial Inc. (NYSE: RJF) closed Tuesday's trading session at $42.04. In the past year, the stock has hit a 52-week low of $30.99 and 52-week high of $48.22. Raymond James Financial (RJF) stock has been showing support around $41.29 and ... [Published Individual.com - Jun 12 2013]

Entities: Raymond James Financial Inc, Dividend Yield, Stock Prices

Quotes

"I'm still happy to see the action taken against these fund directors," Stoltmann said. "They are ultimately the guardian for shareholders, and the fact that these guys were asleep at the switch, it's very problematic. To see the SEC hit them, it's satisfying."

Morgan Keegan fund directors settle SEC claims [Published Individual.com - Jun 15 2013]

...untability for bad valuations," writes Cipperman Compliance Services, a Wayne, Pennsylvania-based fund management consultancy in a new blog posting. "We recommend that directors retain an expert to review valuations the same way directors would retain a third party to review advisory fees and best execution."

SEC Slaps US Fund Board for Bad Valuations [Published GlobalCustody.net - Jun 15 2013]

Despite the lack of fines, the sanctions are "a significant step by the SEC in that the action targets the top of the food chain - the board of directors" Thomas Sporkin, a partner at BuckleySandler and former SEC lawyer, said in an email

U.S. SEC settles pricing case against Morgan Keegan fund directors [Published CNBC - Jun 14 2013]

...You’re already mostly independent. At some point, these advisors get to a certain scale where they say, "I don’t need an independent broker-dealer.’”"

Commonwealth, Securities America and Wells Fargo's FiNet (well, almost) get into the RIA custody ... [Published RIABiz - Jun 12 2013]

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ON THE MOVE-Raymond James lands adviser team fr... [Published XE - Jun 17 2013]
Weighing Out The Positives And Negatives Of Tod... [Published WJBF-TV - Jun 17 2013]
Raymond James Recruits Morgan Stanley Team [Published Bank Investment Consultant - Jun 17 2013]
CNB’s Wealth Management Division recognizes 2 m... [Published Meridian Star - Jun 16 2013]
Morgan Keegan fund directors settle SEC claims [Published Individual.com - Jun 15 2013]
SEC Slaps US Fund Board for Bad Valuations [Published GlobalCustody.net - Jun 15 2013]
Morgan Keegan fund directors settle SEC claims [Published Memphis Commercial Appeal - Jun 14 2013]
U.S. SEC settles pricing case against Morgan Ke... [Published Big News Network - Jun 14 2013]
U.S. SEC settles pricing case against Morgan Ke... [Published CNBC - Jun 14 2013]
Ex-Morgan Keegan Fund Directors Settle SEC Valu... [Published Bloomberg - Jun 13 2013]
Coltrin Authorized As Certified Financial Planner [Published Chattanoogan - Jun 13 2013]
2013 Winner's Circle Luncheon [Published Clearwater Patch - Jun 13 2013]
Raymond James & Associates Appoints High Net Wo... [Published Family Wealth Report - Jun 13 2013]
Trevali Closes $10,903,020 Bought-Deal Private ... [Published Prospector - Jun 13 2013]
Pacific Potash 20-million-share private placement [Published Stockwatch - Jun 13 2013]
MOVES-GE Capital Raymond James Financial Deutsc... [Published Big News Network - Jun 12 2013]
Trevali Mining Corporation Closes Bought-Deal P... [Published Zinc Investing News - Jun 12 2013]
ON THE MOVE-Raymond James lands Morgan Stanley ... [Published XE - Jun 12 2013]
ON THE MOVE-Raymond James lands Morgan Stanley ... [Published Reuters - Jun 12 2013]
TPMs Increase Revenue for Fourth Straight Year [Published Bank Investment Consultant - Jun 12 2013]
Financial Journeys: Key points for wealth condi... [Published Jamestown News - Jun 12 2013]