Stock Broker

Type: Keyphrase
Name: Stock Broker
First reported 17 hours ago - Updated 54 mins ago - 1 reports

Hargreaves Lansdown reveals record quarter as client numbers rise

Rising client numbers helped retail stockbroker Hargreaves Lansdown ( LON:HL. ) mark up a record first quarter in the first three months of 2014. The value of assets under management, a key indicator for stockbrokers, increased £2.3bn in the quarter ... [Published Proactiveinvestors United Kingdom RSS feed - 17 hours ago]
First reported 2 hours ago - Updated 2 hours ago - 1 reports

Be wary of stockbrokers who failed securities exam again and again

Raymond James stockbroker Karen L. Gallahar got some unwanted attention this week in a nationwide analysis that shows brokers who repeatedly failed a basic securities exam tend to have worse disciplinary records.According to the Wall Street Journal , ... [Published Tampa Bay Times - 2 hours ago]
First reported 6 hours ago - Updated 4 hours ago - 1 reports

FINRA to Mull Beefing Up Broker Background Checks

After recent reports claimed that the Financial Industry Regulatory Authority’s BrokerCheck is full of holes and deletes crucial information about brokers’ backgrounds, FINRA’s board plans to consider on April 24 an amendment to its supervision rule, ... [Published AdvisorOne - 6 hours ago]
First reported 4 hours ago - Updated 4 hours ago - 1 reports

10 Wednesday PM Reads

My afternoon train reading: • Stop sabotaging your investments ( MarketWatch ) see also Ignore the Market, Watch the Data ( Bloomberg View ) • Stiglitz: How Much Trading Should There Be? ( Bloomberg View )• Jeff Kleintop Sees Good Earnings Growth Ahead ... [Published The Big Picture Blog - 4 hours ago]
First reported 5 hours ago - Updated 5 hours ago - 1 reports

'Charming’ fraudster with enough cars to fill Top Gear jailed

Stockbroker Stephen Evans spent £1.5m of investor's money on 20 luxury sports cars 'worthy of Top Gear', court hears A judge has expressed disgust at the lavish lifestyle of a stockbroker who ran a £4.4 million Ponzi scheme, telling him he had "so many ... [Published Telegraph - 5 hours ago]
First reported 7 hours ago - Updated 7 hours ago - 1 reports

More research analysts exit as Patersons refocuses

The tough trading environment in the Australian stockbroking sector has led to cost reduction measures at Perth-based Patersons Securities. While it recently recruited analysts Conor O'Prey and Martyn Jacobs in Sydney and Melbourne respectively, a number ... [Published Individual.com - 7 hours ago]
First reported 11 hours ago - Updated 11 hours ago - 1 reports

Why a good broker is worth paying for

Make sure your voice is heard at the shareholder meetingFree markets and capitalism have a simple elegance about them. At heart, a democracy is centred around the idea that we all vote with our money. It’s the ultimate democracy.It doesn’t matter who ... [Published Money Week - 11 hours ago]
First reported Apr 16 2014 - Updated 18 hours ago - 2 reports

Jobless rate ‘below 10% by 2015’

Unemployment in Ireland will drop below 10% in 2015, according to Goodbody stockbrokers who are predicting that continued investment in Ireland will help lessen the jobs crisis.In a report entitled ‘A Jobs Friendly Recovery’, Goodbody chief economist, ... [Published Irish Examiner - 18 hours ago]
First reported Apr 16 2014 - Updated Apr 16 2014 - 1 reports

Stockbroker Records to Receive More Scrutiny

Securities regulators are expected to unveil plans to step up checks on stockbrokers' records, after investigations by The Wall Street Journal revealed flaws in the information available to investors. The Financial Industry Regulatory Authority, a Wall ... [Published DailyMe.Com - Apr 16 2014]
First reported Apr 15 2014 - Updated Apr 16 2014 - 8 reports

Broker Records to Get Scrutiny

Securities regulators are expected to unveil plans to step up checks on stockbrokers' records, including requiring brokerage firms for the first time to do formal background checks on new employees. ... [Published WSJ.com: What's News Asia - Apr 16 2014]
Entities: Stock Broker
First reported Apr 15 2014 - Updated Apr 15 2014 - 5 reports

Strong growth to continue but too early to abandon austerity - Goodbody report

Ireland’s domestic demand is accelerating led by a continued rebound in investment, which continues to drive the recovery and (excluding aircraft investment) grew by 25pc in the fourth quarter of 2013, according to Goodbody’s latest economic outlook.The ... [Published Business & Leadership - Apr 15 2014]
First reported Apr 15 2014 - Updated Apr 15 2014 - 1 reports

Stockbrokers share over €27m after ISE becomes a plc

The exchange – founded in 1793 and one of the oldest in the world – formally confirmed yesterday that it has changed its corporate structure from a limited company to a public limited company. The change was effected last Friday.The move had been long ... [Published Irish Independent - Apr 15 2014]

Quotes

...Of a scene in The Leopard , which sees a man tortured by being tied to a wood-burning oven and woken with cold water when he passes out, he said: "It was me being just a little bit too pleased with my own description of pain and horror and, looking back, I regret it, because it wasn't needed. A Finnish designer once said everything that is not needed on a house will sooner or later seem ugly. I think it's the same with words."
...He points to the Imara Edwards investment indaba to be held in Harare in late May. "Attendance is by invitation only and extends to fund managers in America, Europe and Asia. We have seen no slackening of interest in this year's event."
...4 million Ponzi scheme, telling him he had "so many top-of-the-range cars he would fill several episodes of Top Gear"
In an announcement on Wednesday, FINRA said its board would convene an April 24 meeting to consider "requiring firms to adopt written procedures that are reasonably designed to verify the accuracy and completeness of the information" that is disclosed in BrokerCheck

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All (1638) | News (1494) | Reports (0) | Blogs (92) | Audio/Video (1) | Fact Sheets (40) | Press Releases (8)
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Be wary of stockbrokers who failed securities e... [Published Tampa Bay Times - 2 hours ago]
In Norway, The Son also rises [Published Mail & Guardian Online - 3 hours ago]
MARKET REPORT: Insurance company Lancashire can... [Published This Is Money - 3 hours ago]
Embattled Tesco boss Philip Clarke not 'going a... [Published This Is Money - 3 hours ago]
Bonds for Longmont's broadband project on sale [Published Northern Colorado Business Report - 3 hours ago]
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Seán FitzPatrick: Ambitious, charismatic and co... [Published Irish Times - 3 hours ago]
Ship of Theseus is best film [Published Deccan Herald - 4 hours ago]
10 Wednesday PM Reads [Published The Big Picture Blog - 4 hours ago]
'Charming’ fraudster with enough cars to fill T... [Published Telegraph - 5 hours ago]
Remembering Michael C. Ruppert: Wall Street, Th... [Published Global Research - 6 hours ago]
FINRA to Mull Beefing Up Broker Background Checks [Published AdvisorOne - 6 hours ago]
UPDATE 1-Wall Street regulator to consider mand... [Published CNBC - 6 hours ago]
More research analysts exit as Patersons refocuses [Published Individual.com - 7 hours ago]
5 LA Spots to Fête Eggs Benedict Day [Published Los Angeles Confidential Magazine - 7 hours ago]
Marjorie B. "Midge" Price, homemaker [Published Baltimore Sun - 8 hours ago]
The Brokerage World Is Changing. Who Will Survive? [Published India Everyday - 9 hours ago]
Pippa Middleton enjoys a sunny stroll along the... [Published This Is Money - 9 hours ago]
Missing Kate? Pippa Middleton takes a stroll in... [Published Mail Online UK - 9 hours ago]
Stocks Don't Come Back From Bubbles Likes These [Published Equities.com - 10 hours ago]
Leeds’ 9 Bond Court undergoes multi-million pou... [Published B Daily - 10 hours ago]
Why a good broker is worth paying for [Published Money Week - 11 hours ago]
Ritholtz's 10 Wednesday Reads: The Selling of S... [Published Bloomberg - 11 hours ago]
Stock Market Cycles Middle Sections [Published Market Oracle - 12 hours ago]
Ending MPs' expenses scandal requires socialist... [Published Socialist Party - 12 hours ago]
Interactive Investor axes exit fees so new cust... [Published This Is Money - 13 hours ago]
Hargreaves Lansdown share price: Group reports ... [Published Invezz - 14 hours ago]
Bank Watch roundup: Coal to again be an issue a... [Published Charlotte Observer - 14 hours ago]
Most followed: Tesco PLC, Debenhams, Quindell, ... [Published Proactiveinvestors United Kingdom RSS feed - 14 hours ago]
CHARLES STANLEY : In Profit Warning On Increase... [Published 4 Traders - 15 hours ago]
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Blogs

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10 Wednesday PM Reads [Published The Big Picture Blog - 4 hours ago]
My afternoon train reading: • Stop sabotaging your investments ( MarketWatch ) see also Ignore the Market, Watch the Data ( Bloomberg View ) • Stiglitz: How Much Trading Should There Be? ( Bloomberg View )• Jeff Kleintop Sees Good Earnings Growth Ahead ...
Stockbrokers Who Fail Exams Have Checkered Records [Published WSJ.com Video - News - Apr 15 2014]
More than 51,500 stockbrokers failed a basic exam needed to sell securities at least once, according to data that Wall Street regulators don't disclose to investors, and those who repeatedly failed have on average worse disciplinary records. Jean Eaglesham ...
Brokers Who Fail Test Have Worse Records [Published WSJ.com Video - Digits - Apr 15 2014]
Paul Vigna and Jean Eaglesham discuss the stockbrokers who fail exams, and Joann Lublin looks the long tenure of General Electric's CEOs. ...
Frontrunning: April 15 [Published Zero Hedge - Apr 15 2014]
Ukraine forces move against separatists ( FT ) China GDP Gauge Seen Showing Deeper Slowdown ( BBG ) China Is Losing Its Taste for Gold ( WSJ ) Regulators Weigh Curbs on Trading Fees ( WSJ ) Obama, Putin Talk as Unrest Roils Eastern Ukraine ( WSJ ) Japan ...
SEC is Kinda Thinking About Doing Something Abo... [Published naked capitalism - Apr 15 2014]
Before you get too excited about the notion that the SEC might actually be saddling up to Do Something about high frequency trading, the agency has roused itself to issue a leak….that it is pondering launching a limited trial to address all of one practice. ...
1 2 3 4 5 6 7 8 9 10 ...

Audio/Video

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Businesses Plan Fewer Layoffs [Published Wall Street Journal What's News - Mar 06 2014]
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Press Releases

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G4S plc DK : Notice of annual general meeting [Published GlobeNewswire: Advertising News - Apr 14 2014]
Winvestor Gives Investors the Ability to Analyz... [Published Financial Services - Apr 08 2014]
SEC Charges Stockbroker and Law Firm Managing C... [Published SEC US Press Releases - Mar 19 2014]
PIABA Warning: FINRA Withholds Critical "Red Fl... [Published Financial Services - Mar 06 2014]
Mark A. Tepper Law firm says investors should f... [Published PR Newswire - Nov 25 2013]
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