SEC US Securities & Exchange Commission

Type: Organization
Name: SEC US Securities & Exchange Commission (U.S. Securities and Exchange Commission, US Securities and Exchange Commission)
First reported Aug 28 2014 - Updated 3 hours ago - 3 reports

SEC adopts the first part of final rules relating to Regulation AB II

, at an open meeting, the U.S. Securities and Exchange Commission (SEC) unanimously adopted final rules substantially revising the offering process and reporting requirements for publicly issued, asset-backed securities and imposed new disclosure and ... [Published Lexology - 3 hours ago]
First reported 14 hours ago - Updated 10 hours ago - 2 reports

SEC will not charge Xerox staff related to accounting issues

Neither Xerox Corp. nor its Affiliated Computers Services Inc. business will receive charges related to accounting issues against them from the Securities & Exchange Commission, an SEC filing reports.The company and its business operation have been under ... [Published Rochester Business Journal - 10 hours ago]
First reported Aug 28 2014 - Updated 11 hours ago - 13 reports

Applied Nanotech Holdings, Inc. Files SEC Form 8-K, Current Report (Aug. 15, 2014)

By a News Reporter-Staff News Editor at Telecommunications Weekly -- According to news reporting originating from Washington, D.C., by VerticalNews journalists, a U.S. Securities and Exchange Commission (SEC) filing by Applied Nanotech Holdings, Inc. ... [Published Crawford Financial Planning - 11 hours ago]
First reported Aug 28 2014 - Updated 11 hours ago - 6 reports

Pennymac Financial Services, Inc. Files SEC Form 10-Q, Quarterly Report [Sections 13 Or 15(D)] (Aug. 14, 2014)

By a News Reporter-Staff News Editor at Real Estate Weekly News -- According to news reporting originating from Washington, D.C., by VerticalNews journalists, a U.S. Securities and Exchange Commission (SEC) filing by Pennymac Financial Services, Inc. ... [Published Crawford Financial Planning - 12 hours ago]
First reported Aug 28 2014 - Updated 12 hours ago - 3 reports

Citigroup Mortgage Loan Trust Inc. Files SEC Form ABS-15G, Asset-backed Securitizer Report Pursuant To Section 15G (Aug. 14, 2014)

at 17:24 PM EDT By a News Reporter-Staff News Editor at Real Estate Weekly News -- According to news reporting originating from Washington, D.C., by VerticalNews journalists, a U.S. Securities and Exchange Commission (SEC) filing by Citigroup Mortgage ... [Published Industrial Info Financials - 12 hours ago]
First reported Aug 28 2014 - Updated 12 hours ago - 3 reports

Ifm Investments Ltd Files SEC Form 6-K, Report of Foreign Issuer [Rules 13A-16 And 15D-16] (Aug. 20, 2014)

at 17:24 PM EDT By a News Reporter-Staff News Editor at Real Estate Weekly News -- According to news reporting originating from Washington, D.C., by VerticalNews journalists, a U.S. Securities and Exchange Commission (SEC) filing by Ifm Investments Ltd ... [Published Industrial Info Financials - 12 hours ago]
First reported Aug 28 2014 - Updated 15 hours ago - 5 reports

Remember This Moment When the Next Financial Crisis Rolls Around

C redit rating agencies were the drivers of the financial crisis. Their AAA stamps of approval encouraged investors to purchase massive quantities of subprime mortgage-backed securities. As we now know, these assurances of complete safety led investors ... [Published The New Republic Online - 15 hours ago]
First reported Aug 27 2014 - Updated 18 hours ago - 4 reports

Cohen Civil Case Could Be Delayed Again

Steven Cohen’s date in court with the Securities and Exchange Commission is getting further and further away.Federal prosecutors in Manhattan again asked the SEC’s chief administrative law judge to delay the regulator’s civil proceeding against him for ... [Published FINalternatives - 18 hours ago]
First reported Aug 28 2014 - Updated Aug 28 2014 - 3 reports

Ally Financial Inc. Files SEC Form 424B2, Prospectus [Rule 424(B)(2)] (Aug. 18, 2014)

By a News Reporter-Staff News Editor at Investment Weekly News -- According to news reporting originating from Washington, D.C., by VerticalNews journalists, a U.S. Securities and Exchange Commission (SEC) filing by Ally Financial Inc. (Form 424B2) was ... [Published Wall Street Business Network - Aug 28 2014]
First reported Aug 28 2014 - Updated Aug 28 2014 - 5 reports

Mutual Fund Series Trust Files SEC Form 485APOS, Post-effective Amendment [Rule 485(A)] (Aug. 15, 2014)

By a News Reporter-Staff News Editor at Investment Weekly News -- According to news reporting originating from Washington, D.C. , by VerticalNews journalists, a U.S. Securities and Exchange Commission (SEC) filing by Mutual Fund Series Trust (Form 485APOS) ... [Published HispanicBusiness.com - Aug 28 2014]
First reported Aug 27 2014 - Updated Aug 27 2014 - 17 reports

SEC Finalizes Rules Concerning ABS And Credit Rating Agencies

Today, the Securities and Exchange Commission (SEC) finalized two rules intended to address abuses in the securities markets that helped to trigger the 2008 financial crisis. One rule sets out new controls designed to improve business practices at major ... [Published Value Walk - Aug 27 2014]
First reported Aug 27 2014 - Updated Aug 27 2014 - 4 reports

SEC announces pilot plan to assess stock market tick size impact for smaller companies

SEC and FINRA file proposal to establish pilot plan to assess stock market tick size impact for smaller companies.Washington DC - The Securities and Exchange Commission has announced that the national securities exchanges and the Financial Industry Regulatory ... [Published Automated Trader - Aug 27 2014]

Quotes

"By listening to our clients and using their feedback we have delivered a product that offers all the benefits of the MT4 platform, but with extra added functionality and the fast execution you would expect from a desktop platform. With the majority of our clients using MT4 for forex trading, this new browser-based platform gives them the ability to trade as securely and reliably as they would do normally from any device enabled with a web browser." Charalambos Psimolophitis, CEO at FxPro
For more information on the Molo Graphite Project, please refer to the Company's technical report entitled "Molo Graphite Project, Fotadrevo, Province of Toliara, Madagascar, Preliminary Economic Assessment Technical Report Update" dated April 12, 2013 available under the Company's profile at
"We have been clear that our strategic direction is to concentrate on building a stronger core Australian and New Zealand business and improving the experience for our customers. The IPO of the US-based Great Western Bank provides us with the opportunity to further focus our attention on our core business" Mr Thorburn said in a statement
"I am delighted with these results" said John Elkann, Chairman of Fiat. "We are now l ooking forward to the completion of this project which has been on the drawing board since the acquisition of all of the equity interest in Chrysler Group LLC. The listing on the NYSE (New York Stock Exchange) will give proper relevance to the importance of the Group's activities in the US market and make our financing activities more efficient."

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All (19326) | News (16084) | Reports (5) | Blogs (2672) | Audio/Video (1) | Fact Sheets (22) | Press Releases (524)
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Venture capital-backed Rhythm files for Nasdaq IPO [Published AltAssets.net - 25 mins ago]
Moody's Co. Given Average Rating of “Buy” by Br... [Published American Banking News - 27 mins ago]
Health Care REIT Receives Consensus Rating of “... [Published American Banking News - Forex - 32 mins ago]
Half Yearly Report [Published TrustNet - 37 mins ago]
New MT4 WebTrader Platform Available with FxPro [Published Asia Net - 1 hour ago]
New Clinical Data on EndoBarrier Therapy Presen... [Published Noodls - 1 hour ago]
Franklin Resources Receives Average Recommendat... [Published American Banking News - Forex - 1 hour ago]
Energizer Resources Upgrades Molo Graphite Reso... [Published Noodls - 2 hours ago]
Philippines : AboitizPower obtains approval for... [Published Crawford Financial Planning - 2 hours ago]
Synaptics, Given Average Rating of “Buy” by Bro... [Published American Banking News - Forex - 2 hours ago]
National Australia Bank plans US IPO of Great W... [Published Brisbane Times - 2 hours ago]
Stanbic IBTC ETF 30 to launch on Nigerian Stock... [Published Etfexpress - 2 hours ago]
A Rosetta Stone [Published Rutland Herald - 2 hours ago]
CPSC scrutiny of DR. Reddy’s packaging cited in... [Published Lexology - 2 hours ago]
FIAT : Update from Fiat on Cash Exit Rights [Published 4 Traders - 3 hours ago]
Philippines : AboitizPower obtains approval for... [Published HispanicBusiness.com - 3 hours ago]
Nat.Australia Bank : NAB initiates sale of Grea... [Published Investegate - 3 hours ago]
Security Investment Bank Ltd announces resignat... [Published Reuters - 3 hours ago]
DSWD-Bicol employees group turns 18 [Published Business Week Mindanao - 3 hours ago]
Nebraska soap company that donates a bar for ev... [Published Omaha World-Herald - 3 hours ago]
SEC adopts the first part of final rules relati... [Published Lexology - 3 hours ago]
Nature’s Sunshine Products Inc. Plans Dividend ... [Published American Banking News - Forex - 4 hours ago]
New York REIT, Inc. (NYRT) Plans Dividend of $0.04 [Published American Banking News - Forex - 4 hours ago]
GLOBUS MARITIME : August 28, 2014 - Globus Mari... [Published 4 Traders - 4 hours ago]
Axalta Considering Public Offering [Published PaintSquare - 5 hours ago]
Hedge Funds Raise the Urgency Level on Cyber Se... [Published Wall Street and Technology - 5 hours ago]
Fred's (FRED) CEO Bruce Efird on Q2 2014 Result... [Published Seeking Alpha - 6 hours ago]
Weyerhaeuser VP Unloads $418,799 in Stock (WY) [Published American Banking News - Forex - 7 hours ago]
IDEX SVP Frank J. Notaro Sells 9,995 Shares (IEX) [Published American Banking News - Forex - 7 hours ago]
Insider Selling: Hilltop Holdings CEO Sells 39,... [Published American Banking News - Forex - 7 hours ago]
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Blogs

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Great Western Bancorp, Inc. Files for Initial P... [Published EON Business - 12 hours ago]
SIOUX FALLS, S.D.--(EON: Enhanced Online News)--Great Western Bancorp, Inc. (GWB) announced today that it has filed a registration statement (Form S-1) with the Securities and Exchange Commission (SEC) for a proposed initial public offering. ...
Great Western Bancorp, Inc. Files for Initial P... [Published Business Wire Professional Services News - 12 hours ago]
SIOUX FALLS, S.D.--(BUSINESS WIRE)--Great Western Bancorp, Inc. (GWB) announced today that it has filed a registration statement (Form S-1) with the Securities and Exchange Commission (SEC) for a proposed initial public offering. ...
Lending Club Files for IPO [Published 24/7 Wall St. - 17 hours ago]
Lending Club has filed with the U.S. Securities and Exchange Commission for an initial public offering. ...
Cambridge Announces New Vice President [Published EON Business - 18 hours ago]
FAIRFIELD, Iowa--(EON: Enhanced Online News)--Cambridge Investment Research, Inc. (Cambridge) announced Colleen Bell has been promoted to Vice President, Retirement Center and Wealth Strategies. Bell joined Cambridge in 2006 following her experience working ...
Cambridge Announces New Vice President [Published Business Wire Professional Services News - 18 hours ago]
FAIRFIELD, Iowa--(BUSINESS WIRE)--Cambridge Investment Research, Inc. (Cambridge) announced Colleen Bell has been promoted to Vice President, Retirement Center and Wealth Strategies. Bell joined Cambridge in 2006 following her experience working as an ...
1 2 3 4 5 6 7 8 9 10 ...

Audio/Video

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This week's ETF: A two-time winner [Published Your Money with Chuck Jaffe - Aug 04 2014]
1

Press Releases

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SEC Charges Two Information Technology Executiv... [Published SEC US Press Releases - 16 hours ago]
SEC Adopts Credit Rating Agency Reform Rules [Published SEC US Press Releases - Aug 27 2014]
SEC Adopts Asset-Backed Securities Reform Rules [Published SEC US Press Releases - Aug 27 2014]
Lending Club Files S-1 Registration Statement f... [Published Financial Services - Aug 27 2014]
Monroe Capital Corporation Announces Third Quar... [Published GlobeNewswire: Advertising News - Aug 27 2014]
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