SEC US Securities & Exchange Commission

Type: Organization
Name: SEC US Securities & Exchange Commission (U.S. Securities and Exchange Commission, US Securities and Exchange Commission)
First reported 2 hours ago - Updated 30 mins ago - 4 reports

Analog Devices Inc. Files SEC Form 8-K, Current Report (Jul. 22, 2014)

By a News Reporter-Staff News Editor at Biotech Week -- According to news reporting originating from Washington, D.C., by NewsRx journalists, a U.S. Securities and Exchange Commission (SEC) filing by Analog Devices Inc. (Form 8-K) was posted on July 22, ... [Published Wall Street Business Network - 30 mins ago]
First reported 2 hours ago - Updated 1 hour ago - 2 reports

Globalwise Investments Inc. Files SEC Form D, Notice of Exempt Offering of Securities [Amend] (Jul. 23, 2014)

By a News Reporter-Staff News Editor at Computer Weekly News -- According to news reporting originating from Washington, D.C., by VerticalNews journalists, a U.S. Securities and Exchange Commission (SEC) filing by Globalwise Investments Inc. (Form D) ... [Published TVNewsCheck - 1 hour ago]
First reported 2 hours ago - Updated 1 hour ago - 2 reports

Compliance & Risk Management Solutions Inc. Files SEC Form 424B3, Prospectus [Rule 424(B)(3)] (Jul. 22, 2014)

By a News Reporter-Staff News Editor at Economics Week -- According to news reporting originating from Washington, D.C., by VerticalNews journalists, a U.S. Securities and Exchange Commission (SEC) filing by Compliance & Risk Management Solutions Inc. ... [Published TVNewsCheck - 1 hour ago]
First reported 5 hours ago - Updated 4 hours ago - 2 reports

Oversea-chinese Banking Corp. Files SEC Form F-6EF, Registration of American Depository Receipt Shares, Immediately Effective (Jul. 22, 2014)

By a News Reporter-Staff News Editor at China Weekly News -- According to news reporting originating from Washington, D.C., by VerticalNews journalists, a U.S. Securities and Exchange Commission (SEC) filing by Oversea-chinese Banking Corp. (Form F-6EF) ... [Published TVNewsCheck - 4 hours ago]
First reported 11 hours ago - Updated 5 hours ago - 2 reports

Alberto Arevalo Named Associate Director of SEC'S Office of International Affairs

Alberto Arevalo will be the new associate director of the Securities and Exchange Commission’s Office of International Affairs, the regulator announced today.The 10-year SEC veteran will oversee international enforcement, supervisory cooperation, and ... [Published Main Justice - 5 hours ago]
First reported 6 hours ago - Updated 6 hours ago - 2 reports

SEC charges South Florida penny stock CEO, former CFO with false financial reporting

The Securities and Exchange Commission filed a civil action against the CEO and former CFO of a West Palm Beach-based company alleging that they submitted false financial reports.QSGI Inc. (OTCBB: QSGI) is a technology company founded in 2001 that lists ... [Published Business First of Buffalo - 6 hours ago]
First reported Jul 29 2014 - Updated 8 hours ago - 4 reports

SEC Investigates DreamWorks Animation, DWA Stock Sinks

DreamWorks Animation ( DWA ) stock dropped Wednesday afternoon after the company announced that it’s being investigated by the Securities and Exchange Commission (SEC).The studio’s deputy chief financial officer Rich Sullivan said that the SEC’s investigation ... [Published InvestorPlace.com - 8 hours ago]
First reported 14 hours ago - Updated 9 hours ago - 2 reports

SEC Denies Whistleblower Award Claim for Harbinger-Falcone Recovery

As recently reported by Ed Benson of Law 360 , on July 4th, 2014, the United States Securities and Exchange Commission (the “SEC” or “Commission”) issued a final order that denied a whistleblower award claim on the $18 million that the SEC recovered in ... [Published JD Supra - 9 hours ago]
First reported Jul 29 2014 - Updated 9 hours ago - 4 reports

MSGI Technology Solutions, Inc., and J. Jeremy Barbera

U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23052 / July 29, 2014 Securities and Exchange Commission v. , Civil Action No. 14-CV-5820 (S.D.N.Y.) The Securities and Exchange Commission today announced fraud charges against a penny stock ... [Published SEC - 9 hours ago]
First reported Jul 30 2014 - Updated 14 hours ago - 3 reports

Mass sack looms in SEC

Lagos - The management of the Securities and Exchange Commission (SEC) has concluded plans to embark on mass sack of unproductive staff in the commission, reports Daily Independent.The staff rationalization being proposed by the Director-General of the ... [Published News24 - 14 hours ago]
First reported Jul 29 2014 - Updated 20 hours ago - 8 reports

UBS and Deutsche Bank questioned over ‘dark pool’ trading

Regulators ask banks about their use of system that allows dealers to remain anonymous until trades are executedTwo more banks UBS and Deutsche Bank have been drawn in to the controversy over "dark pools", the private trading systems recently highlighted ... [Published FFOG.Net - 21 hours ago]
First reported Jul 29 2014 - Updated 21 hours ago - 3 reports

TABLE-Fuji Film Holdings -Q1 group results (SEC)

Jul 30 (Reuters)- Fuji Film Holdings Corp CONSOLIDATED FINANCIAL HIGHLIGHTS (in billions of yen unless specified) 3 months ended 3 months ended Year to Jun 30, 2014 Jun 30, 2013 Mar 31, 2015 LATEST YEAR-AGO COMPANY RESULTS RESULT FORECAST Sales 558.36 ... [Published Yahoo! Finance - 21 hours ago]

Quotes

"It has been a slower recovery ... the market size still is not what we would call normal, so there's still a lot of growth opportunity ahead of us" Potts said
At about 4 "O clock p.m. Eastern Time today, the company issued a press release reporting the fiscal 2014 second quarter results. The purpose of this call is to provide investors with some further details regarding the company's financial results, as well as to provide a general update on the company's progress. The press release is available on the company's corporate website located at www.weightwatchersinternational.com. Reconciliations of non-GAAP measures disclosed on this conference call to the most directly comparable GAAP financial measures are also available as part of the press release."
...reach settlements with companies that break the law, they should disclose the key terms of those deals to the public," said Senator Warren. "Today's vote moves us one step closer to increased transparency and stronger accountability around government settlements. This bill will help shut down backroom deal-making and ensure that Congress, citizens and watchdog groups can hold regulatory agencies accountable for stronger and more effective enforcement to the law."
One of Mairone's lawyers, Marc Mukasey, said after Rakoff's ruling that "Rebecca never intended to defraud anyone and never did defraud anyone."

More Content

All (16805) | News (13615) | Reports (5) | Blogs (2514) | Audio/Video (0) | Fact Sheets (22) | Press Releases (634)
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SEC Commissioner Urges Corporate Boards To Focu... [Published Advisen FPN - 14 mins ago]
Spansion's (CODE) CEO John Kispert on Q2 2014 R... [Published Seeking Alpha - 19 mins ago]
iCAD, Inc's (ICAD) CEO Ken Ferry on Q2 2014 Res... [Published Seeking Alpha - 19 mins ago]
When economy revs up, so do RV sales [Published USA Today - 29 mins ago]
Analog Devices Inc. Files SEC Form 8-K, Current... [Published Wall Street Business Network - 30 mins ago]
Smith & Wesson bribery scandal involves Nationa... [Published Jakarta Post - 42 mins ago]
LifeLock's (LOCK) CEO Todd Davis on Q2 2014 Res... [Published Seeking Alpha - 46 mins ago]
Insider Selling: Education Management Corp. maj... [Published American Banking News - 52 mins ago]
Equal Energy CFO Purchases $424 in Stock (EQU) [Published American Banking News - 52 mins ago]
Insider Selling: Acme United Corp. Insider Unlo... [Published American Banking News - 52 mins ago]
First Bancorp CEO Daniel R. Daigneault Sells 13... [Published American Banking News - 52 mins ago]
PC Connection Director David Hall Sells 5,000 S... [Published American Banking News - 52 mins ago]
Insider Selling: William P. Hankowsky Sells 7,0... [Published American Banking News - 52 mins ago]
Insider Selling: David F. Welch Unloads 7,500 S... [Published American Banking News - 52 mins ago]
CBL & Associates Properties' (CBL) CEO Stephen ... [Published Seeking Alpha - 54 mins ago]
Weight Watchers International's (WTW) CEO Jim C... [Published Seeking Alpha - 54 mins ago]
Insignia Systems' (ISIG) CEO Glen Dall on Q2 20... [Published Seeking Alpha - 54 mins ago]
Landec's (LNDC) CEO Gary Steele on Q4 2014 Resu... [Published Seeking Alpha - 54 mins ago]
BioMarin Pharmaceutical's (BMRN) CEO Jean-Jacqu... [Published Seeking Alpha - 54 mins ago]
Baker Hughes Stock Rating Upgraded by Zacks (BHI) [Published American Banking News - Stock Ratings - 59 mins ago]
Coburn-Warren Truth in Settlements Act Passes H... [Published Noodls - 1 hour ago]
Insider Selling: Omega Healthcare Investors CEO... [Published American Banking News - 1 hour ago]
Core Molding Technol Director James L. Simonton... [Published American Banking News - 1 hour ago]
Insider Selling: Sonic Director Sells 1,150 Sha... [Published American Banking News - 1 hour ago]
Insider Selling: Andy D. Waters Sells 418 Share... [Published American Banking News - 1 hour ago]
Bankers to pay the price for mortgage fraud [Published New York Post - 1 hour ago]
World Fuel Services' (INT) CEO Michael Kasbar o... [Published Seeking Alpha - 1 hour ago]
Northrop Grumman Corp. Files SEC Form 8-K, Curr... [Published Industrial Info Financials - 1 hour ago]
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Blogs

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Athlon Energy Announces Secondary Public Offeri... [Published EON Energy - 6 hours ago]
FORT WORTH, Texas--(EON: Enhanced Online News)--Athlon Energy Inc. (NYSE: ATHL) (“Athlon”) announced today the commencement of an underwritten public offering of 12,500,000 shares of common stock by certain selling stockholders that are funds affiliated ...
Athlon Energy Announces Secondary Public Offeri... [Published Business Wire Energy News - 7 hours ago]
FORT WORTH, Texas--(BUSINESS WIRE)--Athlon Energy Inc. (NYSE: ATHL) (“Athlon”) announced today the commencement of an underwritten public offering of 12,500,000 shares of common stock by certain selling stockholders that are funds affiliated with Apollo ...
Meet the SEC Whistleblowers [Published Compliance Building - 14 hours ago]
Since the Securities and Exchange Commission set up its whistleblower program in 2011, 6500 people have stepped forward as “whistleblowers.” Maxwell Murphy of the Wall Street Journal made a Freedom of Information Act request to find out more . How ...
JinkoSolar secures $225 mln led by CDBI and Mac... [Published PE Hub Blog - 16 hours ago]
JinkoSolar Holding has secured backing from China Development Bank International , the Macquarie Greater China Infrastructure Fund , a fund managed by Macquarie Infrastructure and Real Assets and New Horizon Capital . Total funding amounts to ...
More Financial Struggles for DreamWorks Animation [Published Media Decoder - Jul 30 2014]
The company also disclosed an inquiry by the Securities and Exchange Commission into the write-down tied to the film “Turbo.” ...
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Press Releases

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3D Systems to Acquire Simbionix, the Global Lea... [Published 3D Systems Latest News - 5 hours ago]
BankFinancial Corporation Reports Financial Res... [Published GlobeNewswire: Advertising News - 6 hours ago]
SEC Charges Company CEO and Former CFO With Hid... [Published SEC US Press Releases - 7 hours ago]
SEC Names Alberto Arevalo as Associate Director... [Published SEC US Press Releases - 12 hours ago]
Bank of America Changes the Game With Preferred... [Published Bank of America Press Release - 12 hours ago]
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