US Securities and Exchange Commission

US Securities and Exchange Commission
US Securities and Exchange Commission
Type: Organization
Name: US Securities and Exchange Commission (U.S. Securities and Exchange Commission)
First reported 14 hours ago - Updated 2 hours ago - 6 reports

Institutional Shareholder Services settles civil charges on leaked data

Institutional Shareholder Services, the Rockville-based company that recommends to institutional investors how they should vote in corporate elections, agreed to pay $300,000 to settle civil charges involving an employee who leaked private client dat ... [Published Washington Post - 6 hours ago]
First reported 12 hours ago - Updated 3 hours ago - 11 reports

Former Goldman Sachs Banker To Pay $100000, Accept Ban In 'pay-to-play' Case

A former investment banker at Goldman Sachs Group Inc. (GS: Quote) has agreed to pay a civil penalty of $100,000 and also submit to a five-year ban from the securities industry to settle charges by the Securities and Exchange Commission about his role ... [Published RTTNews.com - 3 hours ago]
First reported 7 hours ago - Updated 4 hours ago - 9 reports

Obama picks Stein and Piwowar for SEC

President Obama late Thursday nominated two top Senate staffers to fill vacancies expected later this year on the Securities and Exchange Commission.Kara M. Stein, a legal counsel and senior policy adviser to Sen. Jack Reed (D-R.I.), would fill a Democratic ... [Published Washington Post - 4 hours ago]
First reported 5 hours ago - Updated 4 hours ago - 2 reports

Obama nominates Senate aides to serve as SEC commissioners

President Barack Obama nominated two U.S. Senate aides on Thursday to serve as members of the Securities and Exchange Commission, the White House said in a statement. ... [Published XE - 4 hours ago]
First reported 13 hours ago - Updated 8 hours ago - 4 reports

Lisle's Capital Management Accused of Defrauding Clients

A Securities and Exchange Commission fraud complaint has been filed against  Capital Management Associates Inc. of Lisle, an investment advisory firm run by Charles J. Dushek and his son Charles S. Dushek, the Daily Herald reports .According to the paper, ... [Published Lisle Patch - 8 hours ago]
First reported 14 hours ago - Updated 9 hours ago - 11 reports

SEC settles with proxy advisory firm ISS

The U.S. Securities and Exchange Commission (SEC) settled with proxy advisory firm, Institutional Shareholder Services (ISS), after finding that a former employee traded inside information of how clients were voting their proxy ballots for gifts such ... [Published Investment Executive - 9 hours ago]
First reported May 22 2013 - Updated 14 hours ago - 6 reports

SEC Says South Miami Defrauded Investors

On Wednesday, officials of the U.S. Securities and Exchange Commission said that the city of South Miami, Florida had defrauded investors by not properly informing them about the tax-exempt status of two bond deals. The two deals questioned by the SEC ... [Published JD Journal - 14 hours ago]
First reported May 22 2013 - Updated May 23 2013 - 4 reports

Sg Blocks, Inc. Files SEC Form 10-Q, Quarterly Report [Secti. . .

Sg Blocks, Inc. Files SEC Form 10-Q, Quarterly Report [Sections 13 Or 15(D)] (May. 15, 2013)Wholesale Lumber and Other Construction MaterialsNewsRx.comBy a News Reporter-Staff News Editor at Real Estate Weekly News -- According to news reporting originating ... [Published Equities.com - May 23 2013]
First reported May 22 2013 - Updated May 23 2013 - 4 reports

Proassurance Corp. Files SEC Form DEFA14A, Additional Defini. . .

Proassurance Corp. Files SEC Form DEFA14A, Additional Definitive Proxy Soliciting Materials And Rule 14(A)(12) Material (May. 14, 2013)Fire, Marine and Casualty InsuranceNewsRx.comBy a News Reporter-Staff News Editor at Insurance Weekly News -- According ... [Published Equities.com - May 23 2013]
First reported May 22 2013 - Updated May 23 2013 - 4 reports

Uti Worldwide Inc. Files SEC Form DEF 14A, Other Definitive . . .

Uti Worldwide Inc. Files SEC Form DEF 14A, Other Definitive Proxy Statements (May. 13, 2013)Arrangement of Transportation of Freight and CargoNewsRx.comBy a News Reporter-Staff News Editor at Journal of Transportation -- According to news reporting originating ... [Published Equities.com - May 23 2013]
First reported May 22 2013 - Updated May 23 2013 - 5 reports

South Miami Settles SEC Claim It Misled Municipal Bond Investors

The Florida city of South Miami misled investors by failing to disclose that it had used tax-exempt bond proceeds to help a developer finance a downtown parking and retail project, according to U.S. regulators.The community in Miami-Dade County with about ... [Published Bloomberg - May 22 2013]
First reported May 22 2013 - Updated May 22 2013 - 4 reports

Mgp Ingredients Inc. Files SEC Form SC 13D, General Statemen. . .

Mgp Ingredients Inc. Files SEC Form SC 13D, General Statement of Acquisition of Beneficial Ownership (May. 9, 2013)Grain Mill ProductsNewsRx.comBy a News Reporter-Staff News Editor at Food Weekly News -- According to news reporting originating from Washington, ... [Published Equities.com - May 22 2013]

Quotes

...unworkability of the position in China that any kind of information or access to work papers was somehow a breach of national security," Doty said. "A lot people said that's just nonsense - no one believes that."
...Wynaendts. "Strengthening our IT governance to better coordinate resources and support our businesses is an essential aspect of this new approach."
...require you to take responsibility for collecting sales tax from each of your customers and remitting that tax to the appropriate jurisdiction. (I "m told there are thousands of these around the country.) Don't you hate getting that nasty letter from some township in Michigan because you once sold a $10 accessory to someone who lived there and now that customer's local board is demanding the tax owed it? If this law passes, get ready for a lot more of that."
...seeing a general improvement in business trends, and the evaluations are at a five-year high," said Larry Miller of RBC Capital Markets in Atlanta. "The whole sector is doing well, and average restaurant stocks are up 25 percent in that time frame."

More Content

All (22172) | News (17521) | Reports (877) | Blogs (1597) | Audio/Video (44) | Fact Sheets (22) | Press Releases (2097)
sort by: Date | Relevance
Nigeria: Jonathan's Several Women [Published AllAfrica.com - 8 mins ago]
NYSE Flash Crash Danger is High [Published Live Trading News - 11 mins ago]
U.S. audit regulator reaches deal with China on... [Published CNBC - 19 mins ago]
Offer Update [Published TrustNet - 26 mins ago]
Taro Pharma net sales up 14% [Published India Infoline - 36 mins ago]
Aegon benoemt Chief Technology Officer [Published Gnom.es - 50 mins ago]
China, U.S. reach deal on audit records: WSJ [Published Great China Brokerage Ltd - 58 mins ago]
Aegon Appoints Global Chief Technology Officer ... [Published Yahoo! Finance - 1 hour ago]
7 ways Washington may affect small business thi... [Published WAFF - 1 hour ago]
Aegon Appoints Global Chief Technology Officer [Published FinanzNachrichten.de - 1 hour ago]
Noodles & Co. files intent for IPO [Published Denver Post - 1 hour ago]
Aegon Appoints Global Chief Technology Officer [Published Benzinga.com - 1 hour ago]
Aegon Appoints Global Chief Technology Officer [Published Michigan Live - 1 hour ago]
3SBio Inc. Announces Shareholders Approval of t... [Published Street Insider - 1 hour ago]
ILFC Prices $550,000,000 of Floating Rate Senio... [Published PredictWallStreet - 1 hour ago]
DOTM: Thailandâs new infrastructure funding tool [Published IFLR - 1 hour ago]
Poll: emerging market risk disclosures out of c... [Published IFLR - 1 hour ago]
OTC reforms: even supranationals arenât immune [Published IFLR - 1 hour ago]
Holistic medicine needed to revive securitisation [Published IFLR - 1 hour ago]
US Airways Posts Offering of Senior Notes Due 2018 [Published Individual.com - 1 hour ago]
SHC issues restraining order against TIP on JS ... [Published The News International - 1 hour ago]
Agents call for free listing site [Published Real Estate Business - 2 hours ago]
Insider trading in Azgard 9: SECP rebuts TIP al... [Published The Express Tribune - 2 hours ago]
Esco to Remain Private Company [Published Individual.com - 2 hours ago]
Pandora Media's CEO Discusses F1Q14 Results - E... [Published Seeking Alpha - 2 hours ago]
ESCO Retracts IPO, Remains Private Company [Published Engineering And Mining Journal - 2 hours ago]
Four Senior SAC Executives Said to Get Insider ... [Published Washington Post - 2 hours ago]
Former Goldman Sachs Banker To Pay $100000, Acc... [Published RTTNews.com - 3 hours ago]
Pain but no gain [Published New York Post - 3 hours ago]
Digital cinema equipment maker GDC Technology p... [Published Aastocks.com - 3 hours ago]
1 2 3 4 5 6 7 8 9 10 ...
In Focus
  •  
  •  
  •  
  •  
  •  
  •  
  •  
  •  
  •  
Content Volume
Document Volume
Network
Network

Blogs

sort by: Date | Relevance
Obama Nominates Senate Aides to Be SEC Commissi... [Published Washington Wire - 7 hours ago]
President Barack Obama nominated late Thursday a pair of Senate aides to be commissioners at the Securities and Exchange Commission. ...
Obama Nominates Senate Aides to Be SEC Commissi... [Published WSJ.com: Washington Wire - 7 hours ago]
President Barack Obama nominated late Thursday a pair of Senate aides to be commissioners at the Securities and Exchange Commission. ...
4 Tech Stock Stories For a Thursday Download [Published Wall St. Cheat Sheet - 10 hours ago]
Google ( NASDAQ:GOOG ): Current price $882.79 Kevin Chen at The Motley Fool says that Google has revamped its Publisher Toolbar in order to help websites better control the Google ads displayed on their sites. Since introducing the Publisher Toolbar ...
3 Merger and Acquisitions Stock Stories For a T... [Published Wall St. Cheat Sheet - 12 hours ago]
Elan Corporation ( NYSE:ELN ): Current price $12.39On Thursday, Elan announced that its board as decided that the privately-held investment firm Royalty Pharma’s revised offer as of May 20, to purchase all of Elan’s shares at $12.50 through its shell ...
3 Merger and Acquisitions Stock Stories For a T... [Published Wall St. Cheat Sheet - 12 hours ago]
Elan Corporation ( NYSE:ELN ): Current price $12.39 On Thursday, Elan announced that its board as decided that the privately-held investment firm Royalty Pharma’s revised offer as of May 20, to purchase all of Elan’s shares at $12.50 through its shell ...
1 2 3 4 5 6 7 8 9 10 ...

Audio/Video

sort by: Date | Relevance
Hensarling: IRS Scandal Raises Concerns About "... [Published Committee on Financial Services GOP - YouTube C ... - May 16 2013]
SEC's Failure to Implement Bipartisan JOBS Act ... [Published Committee on Financial Services GOP - YouTube C ... - Apr 19 2013]
Bipartisan Bills Fix Dodd-Frank Derivatives Pro... [Published Committee on Financial Services GOP - YouTube C ... - Apr 16 2013]
South Korea Pressing to Make Nuclear Fuel, and ... [Published WSJ.com Video - News - Apr 03 2013]
Administration regulators cashing in [Published CNN.com - Video - Apr 02 2013]
1 2 3 4 5 6 7 8 9

Press Releases

sort by: Date | Relevance
Lakes Entertainment, Inc. Announces Agreement w... [Published EON: Enhanced Online News - 7 hours ago]
The Securities Arbitration Law Firm of Klayman ... [Published EON Business - 8 hours ago]
The Securities Arbitration Law Firm of Klayman ... [Published Business Wire Professional Services News - 8 hours ago]
LCTI Low Carbon Technologies International Acqu... [Published PR inside - 8 hours ago]
Tremor Video Files for Proposed Initial Public ... [Published Business Wire Professional Services News - 8 hours ago]
1 2 3 4 5 6 7 8 9 10 ...
Contact Us
Sales
Support


Freebase CC-BY Some image thumbnails are sourced from Freebase, licensed under CC-BY

Copyright (C) 2013 Silobreaker Ltd. All rights reserved.
The selection and placement of stories and images on any Silobreaker page are determined automatically by a computer program.
The time or date displayed reflects when an article was added to or updated in Silobreaker.