SEC US Securities & Exchange Commission

Type: Organization
Name: SEC US Securities & Exchange Commission (U.S. Securities and Exchange Commission, US Securities and Exchange Commission)
First reported 1 hour ago - Updated 20 mins ago - 2 reports

Fiat Investments N.V. Files SEC Form 425, Prospectuses And Communications, Business Combinations (Sept. 4, 2014)

By a News Reporter-Staff News Editor at Journal of Transportation -- According to news reporting originating from Washington, D.C., by VerticalNews journalists, a U.S. Securities and Exchange Commission (SEC) filing by Fiat Investments N.V. (Form 425) ... [Published Crawford Financial Planning - 20 mins ago]
First reported 7 hours ago - Updated 41 mins ago - 6 reports

Professionally Managed Portfolios Files SEC Form N-CSRS, Certified Shareholder Report, Semi-annual (Sept. 4, 2014)

By a News Reporter-Staff News Editor at Investment Weekly News -- According to news reporting originating from Washington, D.C., by VerticalNews journalists, a U.S. Securities and Exchange Commission (SEC) filing by Professionally Managed Portfolios (Form ... [Published Street Sweeper - 41 mins ago]
First reported 8 hours ago - Updated 41 mins ago - 5 reports

Wja Secure Income Fund, LLC Files SEC Form D, Notice of Exempt Offering of Securities (Sept. 8, 2014)

By a News Reporter-Staff News Editor at Investment Weekly News -- According to news reporting originating from Washington, D.C., by VerticalNews journalists, a U.S. Securities and Exchange Commission (SEC) filing by Wja Secure Income Fund, LLC (Form D) ... [Published Street Sweeper - 41 mins ago]
First reported 2 hours ago - Updated 52 mins ago - 4 reports

Korea Equity Fund Inc. Files SEC Form 40-17G, Fidelity Bond [Rule 17G-1(G)] (Sept. 8, 2014)

By a News Reporter-Staff News Editor at Investment Weekly News -- According to news reporting originating from Washington, D.C., by VerticalNews journalists, a U.S. Securities and Exchange Commission (SEC) filing by Korea Equity Fund Inc. (Form 40-17G) ... [Published Town Hall - 52 mins ago]
First reported 8 hours ago - Updated 52 mins ago - 5 reports

Dupree Mutual Funds Files SEC Form PRE 14A, Other Preliminary Proxy Statements (Sept. 4, 2014)

By a News Reporter-Staff News Editor at Investment Weekly News -- According to news reporting originating from Washington, D.C., by VerticalNews journalists, a U.S. Securities and Exchange Commission (SEC) filing by Dupree Mutual Funds (Form PRE 14A) ... [Published Town Hall - 52 mins ago]
First reported 10 hours ago - Updated 1 hour ago - 5 reports

Ally Financial Inc. Files SEC Form 8-K, Current Report (Sept. 9, 2014)

By a News Reporter-Staff News Editor at Investment Weekly News -- According to news reporting originating from Washington, D.C., by VerticalNews journalists, a U.S. Securities and Exchange Commission (SEC) filing by Ally Financial Inc. (Form 8-K) was ... [Published Town Hall - 1 hour ago]
First reported 7 hours ago - Updated 2 hours ago - 5 reports

Alpha Venture Capital Partners, L.P. Files SEC Form 3, Initial Statement of Beneficial Ownership of Securities (Sept. 10, 2014)

By a News Reporter-Staff News Editor at Investment Weekly News -- According to news reporting originating from Washington, D.C. , by VerticalNews journalists, a U.S. Securities and Exchange Commission (SEC) filing by Alpha Venture Capital Partners, L.P. ... [Published HispanicBusiness.com - 2 hours ago]
First reported 2 hours ago - Updated 2 hours ago - 2 reports

American Honda Finance Corp. Files SEC Form 424B2, Prospectus [Rule 424(B)(2)] (Sept. 5, 2014)

By a News Reporter-Staff News Editor at Investment Weekly News -- According to news reporting originating from Washington, D.C. , by VerticalNews journalists, a U.S. Securities and Exchange Commission (SEC) filing by American Honda Finance Corp. (Form ... [Published HispanicBusiness.com - 2 hours ago]
First reported 14 hours ago - Updated 4 hours ago - 9 reports

SEC Pulls Over a Fast-Trading Firm

New York-based high-frequency trading firm Latour Trading agreed to pay a $16 million penalty to settle Securities and Exchange Commission charges. ... [Published WSJ.com: What's News US - 4 hours ago]
First reported Sep 16 2014 - Updated 12 hours ago - 5 reports

RAIT Financial Trust to pay $21M to settle SEC investigation

RAIT Financial Trust has settled an investigation initiated by the Securities and Exchange Commission into one of its subsidiaries. The company has agreed to pay a $21.5 million penalty.The SEC investigated transactions made by Taberna Capital Management, ... [Published Philadelphia Business Journal - 12 hours ago]
First reported Sep 16 2014 - Updated 12 hours ago - 11 reports

Wilson IT Employee Charged With Insider Trading

Dimitry BravermanSAN FRANCISCO — An information technology employee at Wilson Sonsini Goodrich & Rosati was charged Tuesday with insider trading for allegedly using private information about the firm's mergers-and-acquisitions clients to game the stock ... [Published Recorder - Sep 17 2014]
First reported Sep 16 2014 - Updated 17 hours ago - 5 reports

SEC slaps two Boston-based investment firms with sanctions for short selling violations

The Securities and Exchange Commission on Tuesday announced sanctions against two Boston-based investment firms for short-selling violations. The penalties are a result of an ongoing enforcement initiative that the SEC launched last year.The two local ... [Published Boston Business Journal - 17 hours ago]

Quotes

OÄadlík adds, "The new facility is an enormous success for Brno, as this investment opens the door to further growth in the area, as well as expanding the scope of FEI's business activities in Brno. In addition to producing the high-end microscopes in the Brno facility, we are also testing and servicing them before they are shipped to customers world-wide."
"The event will be a step forward in bringing together capital market authorities to work towards creating an optimal regulatory structure for capital markets with valuable inputs from the SEC" said BIBF director Solveig Nicklos
...Both offerings are being made pursuant to an effective shelf registration statement on file with the Securities and Exchange Commission (the " SEC "). Both offerings are expected to close on September 16, 2014 , subject to customary closing conditions."
...no money, we didn't have fathers who were officials – we only had ourselves to rely on," he told Fairfax Media in a rare interview on Wednesday. "With the increase in the standard of living in China, the demand for meat has been getting larger and larger. With the development of the market, we've grown. We went from raising chickens and pigs to today."

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All (17530) | News (14236) | Reports (5) | Blogs (2767) | Audio/Video (1) | Fact Sheets (22) | Press Releases (487)
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Kolade, Adetu, others hinge economic growth on ... [Published The Guardian Nigeria - 14 mins ago]
Fiat Investments N.V. Files SEC Form 425, Prosp... [Published Crawford Financial Planning - 20 mins ago]
Miller: A timeline of events from this summer’s... [Published Stanford Daily - 21 mins ago]
FEI Opens New Technology Center in Czech Republic [Published BusinessWeek - 37 mins ago]
Powershares Exchange-traded Fund Trust II Files... [Published Street Sweeper - 41 mins ago]
Professionally Managed Portfolios Files SEC For... [Published Street Sweeper - 41 mins ago]
Pruco Life Flexible Premium Variable Annuity Ac... [Published Street Sweeper - 41 mins ago]
Pioneer Money Market Trust Files SEC Form N-CSR... [Published Street Sweeper - 41 mins ago]
Wja Secure Income Fund, LLC Files SEC Form D, N... [Published Street Sweeper - 41 mins ago]
Usaa Mutual Funds Trust Files SEC Form DEF 14C,... [Published Street Sweeper - 41 mins ago]
Prestige Brands Holdings CFO Sells $19,938 in S... [Published American Banking News - 49 mins ago]
Pensioners to get medical facilities from EOBIs... [Published The News International - 50 mins ago]
Blackrock Municipal Bond Fund, Inc. Files SEC F... [Published Town Hall - 52 mins ago]
Dupree Mutual Funds Files SEC Form PRE 14A, Oth... [Published Town Hall - 52 mins ago]
John Hancock Sovereign Bond Fund Files SEC Form... [Published Town Hall - 52 mins ago]
Legg Mason Partners Money Market Trust Files SE... [Published Town Hall - 52 mins ago]
Korea Equity Fund Inc. Files SEC Form 40-17G, F... [Published Town Hall - 52 mins ago]
Lloyds Banking Group Plc Files SEC Form 6-K, Re... [Published Town Hall - 52 mins ago]
Zambians most undernourished in Africa-FAO Report [Published Lusaka Times - 53 mins ago]
Let's Set A National Standard For The JOBS Act ... [Published Forbes.com - 56 mins ago]
NYSE’s Bell-Ringing an Earful for Nasdaq With A... [Published Bloomberg - 1 hour ago]
Babson Capital Funds Trust Files SEC Form N-CSR... [Published Town Hall - 1 hour ago]
Ally Financial Inc. Files SEC Form 8-K, Current... [Published Town Hall - 1 hour ago]
American Beacon Funds Files SEC Form N-CSR, Cer... [Published Town Hall - 1 hour ago]
Babson Capital Global Short Duration High Yield... [Published Town Hall - 1 hour ago]
Ahco Bond Fund, LLC Files SEC Form D, Notice of... [Published Town Hall - 1 hour ago]
Find Yourself A Loan [Published Yahoo Philippines News - 1 hour ago]
Insider Selling: Stephen J. Cloobeck Sells 37,5... [Published American Banking News - Forex - 1 hour ago]
Guidance Software CEO Victor Limongelli Unloads... [Published American Banking News - Forex - 1 hour ago]
Insider Selling: Gevo CEO Unloads 11,353 Shares... [Published American Banking News - Forex - 1 hour ago]
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Blogs

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On Eve of Alibaba’s I.P.O., Senator Urges S.E.C... [Published DealBook - 6 hours ago]
Senator Bob Casey urged the Securities and Exchange Commission to make sure companies set up like Alibaba are making proper disclosures and complying with securities regulations. ...
New Media Announces Public Offering of Common S... [Published EON Communications - 9 hours ago]
NEW YORK--(EON: Enhanced Online News)--New Media Investment Group Inc. (“New Media” or the “Company”, NYSE: NEWM) announced today that it launched a public offering of 6,500,000 shares of its common stock pursuant to a registration statement on Form S-1 ...
New Media Announces Public Offering of Common S... [Published Business Wire Communications News - 9 hours ago]
NEW YORK--(BUSINESS WIRE)--New Media Investment Group Inc. (“New Media” or the “Company”, NYSE: NEWM) announced today that it launched a public offering of 6,500,000 shares of its common stock pursuant to a registration statement on Form S-1 filed with ...
Man Posting Photos Of Near-Naked Women To Insta... [Published Dealbreaker - 11 hours ago]
In an interview at his Hollywood Hills, Calif., home, the 33-year-old says he is often asked about the original source of his money because his father, Paul Bilzerian, earned “hundreds of millions” as a corporate raider and has worked for decades ...
[tt] Brookings: Daniel M. West: Billionaires: R... [Published TranshumanTech - 14 hours ago]
Now that you have had my essay, "How to Think about Rising Inequality,"for six days, you can examine this book chapter along some of the lines Ihave suggested.There is no inkling, using probability theory, that the rich do live in adifferent world, from ...
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Audio/Video

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This week's ETF: A two-time winner [Published Your Money with Chuck Jaffe - Aug 04 2014]
1

Press Releases

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Former Hedge Fund Manager in Bay Area Charged W... [Published SEC US Press Releases - 12 hours ago]
SEC Charges N.Y.-Based High Frequency Trading F... [Published SEC US Press Releases - 15 hours ago]
GreeneStone Healthcare Corporation Participatin... [Published GlobeNewswire: Acquisitions News - Sep 16 2014]
SEC Obtains Asset Freeze Against Company in Tur... [Published SEC US Press Releases - Sep 16 2014]
SEC Charges IT Employee at Law Firm With Inside... [Published SEC US Press Releases - Sep 16 2014]
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